RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• E••• C••••••
- Title
- Investment Adviser Representativereported401kmaneuver.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••• F••• M••••••••• L•• independent RIA currentsince Jun 10, 2021 · Beaumont, Tx
- A• W••••• M••••••••• L•• BD affiliatedJun 30, 2017 to Jun 28, 2021 · Beaumont, Tx
- H••••• I••••••••• M••••••••• L•• independent RIAFeb 27, 2012 to Jul 3, 2017 · Beaumont, Tx
- P•••••••• S••••••••• I••• BD affiliatedDec 20, 2005 to Feb 21, 2012 · Beaumont, Tx
- 1••• C•••••• M••••••••• C•••••• unclassifiedOct 17, 2000 to Dec 13, 2005 · Houston, Tx
- A• W••••• M••••••••• L•• to R•••• F••• M••••••••• L••left Jun 28, 2021, registered Jun 10, 2021 (-18 days) · Affiliated broker-dealer or bank to independent RIA
- H••••• I••••••••• M••••••••• L•• to A• W••••• M••••••••• L••left Jul 3, 2017, registered Jun 30, 2017 (-3 days) · Other
- P•••••••• S••••••••• I••• to H••••• I••••••••• M••••••••• L••left Feb 21, 2012, registered Feb 27, 2012 (6 days) · Other
- 1••• C•••••• M••••••••• C•••••• to P•••••••• S••••••••• I•••left Dec 13, 2005, registered Dec 20, 2005 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address