DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Oct 11, 2018 | n/a | yes | LINCROFT, NJ|Aliso Viejo, CA|Irvine, CA | Current employment |
| R••••••••• W••••••• G•••• | Institutional manager | Jul 5, 2018 | Oct 10, 2018 | no | PASADENA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••••• W••••••• G•••• | W•••• I••••••••• A•••••••• L•• | Oct 10, 2018 | Oct 11, 2018 | 1 | Firm change | Other |
| B••••• A••••••• L•• | R••••••••• W••••••• G•••• | Jul 5, 2018 | Jul 5, 2018 |
| B••••• A••••••• L•• | Former SEC adviser | Oct 24, 2013 | Jul 5, 2018 | no | NEWPORT BEACH, CA | Previous registration |
| M• H••••••• S••••••••• I••• | Bd affiliated wealth | Jun 28, 2012 | Oct 28, 2013 | no | TORRANCE, CA | Previous registration |
| 0 |
| Firm change |
| RIA to new firm |
| M• H••••••• S••••••••• I••• | B••••• A••••••• L•• | Oct 28, 2013 | Oct 24, 2013 | -4 | Firm change | Other |