RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 11, 2018 · Lincroft, Nj
- R••••••••• W••••••• G•••• institutionalJul 5, 2018 to Oct 10, 2018 · Pasadena, Ca
- B••••• A••••••• L•• formerOct 24, 2013 to Jul 5, 2018 · Newport Beach, Ca
- M• H••••••• S••••••••• I••• BD affiliatedJun 28, 2012 to Oct 28, 2013 · Torrance, Ca
- R••••••••• W••••••• G•••• to W•••• I••••••••• A•••••••• L••left Oct 10, 2018, registered Oct 11, 2018 (1 days) · Other
- B••••• A••••••• L•• to R••••••••• W••••••• G••••left Jul 5, 2018, registered Jul 5, 2018 (0 days) · RIA to a newly registered adviser
- M• H••••••• S••••••••• I••• to B••••• A••••••• L••left Oct 28, 2013, registered Oct 24, 2013 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address