DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERCER GLOBAL ADVISORS INC.
Spokane, WA | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Aug 26, 2021 | n/a | yes | DENVER, CO|Spokane, WA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 7, 2021 | Jul 12, 2021 | no | Spokane Valley, WA | Previous registration |
| VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. | Former SEC adviser | Jan 18, 2019 | Jun 16, 2020 | no | SPOKANE, WA | Previous registration |
| HART CAPITAL MANAGEMENT, INC. | Former SEC adviser | Aug 31, 2018 | Dec 5, 2018 | no | SPOKANE, WA | Previous registration |
| HART CAPITAL MANAGEMENT, INC. | Former SEC adviser | Sep 24, 2013 | Dec 31, 2017 | no | SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MERCER GLOBAL ADVISORS INC. | Jul 12, 2021 | Aug 26, 2021 | 45 | Firm change | Other |
| VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jun 16, 2020 | Jan 7, 2021 | 205 | Firm change | Other |
| HART CAPITAL MANAGEMENT, INC. | VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. | Dec 5, 2018 | Jan 18, 2019 | 44 | Firm change | RIA to RIA |