RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••• C••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Aug 26, 2021 · Denver, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 7, 2021 to Jul 12, 2021 · Spokane Valley, Wa
- V•••••••• • D••••••• F•••••••• A••••••••• formerJan 18, 2019 to Jun 16, 2020 · Spokane, Wa
- H••• C•••••• M••••••••• I••• formerAug 31, 2018 to Dec 5, 2018 · Spokane, Wa
- H••• C•••••• M••••••••• I••• formerSep 24, 2013 to Dec 31, 2017 · Spokane, Wa
- N••••••••• M••••• I••••••••• S••••••••• to M••••• G••••• A••••••• I•••left Jul 12, 2021, registered Aug 26, 2021 (45 days) · Other
- V•••••••• • D••••••• F•••••••• A••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Jun 16, 2020, registered Jan 7, 2021 (205 days) · Other
- H••• C•••••• M••••••••• I••• to V•••••••• • D••••••• F•••••••• A•••••••••left Dec 5, 2018, registered Jan 18, 2019 (44 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address