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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Brendan A Sanchez

Advisor at DAUS FINANCIAL GROUP, LLC

KALAMAZOO, MI

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Search this name across graphsid dfx:ria:95c38cfc-c8a4-76d6-cd3f-cd79808166ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 19, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DAUS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 16, 2022
First registration: Jul 19, 2022
Dual registered: no
Other names: Brendan Sanchez|Brendan Andres Sanchez
IAPD individual key: 6709050

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DAUS FINANCIAL GROUP, LLC	Independent wealth	Feb 24, 2026	n/a	yes	KALAMAZOO, MI	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 9, 2025	Jan 30, 2026	no	Kalamazoo, MI\|Kalamazoo, MI\|Portage, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 17, 2023	Apr 15, 2025	no	PORTAGE, MI	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 19, 2022	Sep 11, 2023	no	AUSTIN, TX\|KALAMAZOO, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	DAUS FINANCIAL GROUP, LLC	Jan 30, 2026	Feb 24, 2026	25	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES & ASSOCIATES, INC.	Apr 15, 2025	May 9, 2025	24	Firm change	Wirehouse to ibd
KESTRA ADVISORY SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 11, 2023	Oct 17, 2023	36	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ DAUS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 9, 2025 to Jan 30, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 17, 2023 to Apr 15, 2025factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 19, 2022 to Sep 11, 2023factForm ADV

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
Brendan A Sanchez left Raymond James & Associates, Inc. for Daus Financial Group, Llc (registered 2026-02-24)
Form ADVobserved 6 days ago
Occurred
Apr 15, 2025
Advisor changed firm
Brendan A Sanchez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Raymond James & Associates, Inc. (registered 2025-05-09)
Form ADVobserved 6 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Brendan A Sanchez left Kestra Advisory Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-10-17)
Form ADVobserved 6 days ago