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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DAUS FINANCIAL GROUP, LLC

DAUS FINANCIAL SERVICES, LLC, CRD 323054

KALAMAZOO, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff0eaba0-f0ee-1b2f-3eab-802f38573e12

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 23, 2023 to Aug 18, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $271MItem 5.F on the latest filing (2026-08-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $271MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $90.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 936
Individual clients: 240
High net worth clients: 87
Custody, client assets: $241M
SEC number: 801-127526
CRD: 323054
Filings on the tape: 14
First filed: Feb 23, 2023
Latest filed: Aug 18, 2026
Organised: Limited Liability Company, MI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Trenden Peacock	Certified Financial Planner\|Chartered Financial Consultant	KALAMAZOO, MI	1	10	2	no
RYAN MICHAEL DAUS	Certified Financial Planner\|Chartered Financial Consultant	KALAMAZOO, MI	1	24	1	no
Brendan A Sanchez	Certified Financial Planner	KALAMAZOO, MI	0	12	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAUS, RYAN, MICHAEL	OWNER / FINANCIAL ADVISOR	E	yes	04/2023	Feb 23, 2023	Sep 16, 2024
Eash, Terra, Marie	CHIEF COMPLIANCE OFFICER	Na	yes	04/2023	Feb 23, 2023	Sep 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 16, 2026	$271M	$0	8	3	n/a	n/a
2024	Feb 27, 2025	$211M	$0	6	2	n/a	n/a
2023	Feb 19, 2024	$154M	$0	6	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$271M	$211M	28.2%	n/a	n/a	8	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EAGLE STRATEGIES LLC	3	Apr 17, 2023	Dec 13, 2024	KALAMAZOO, MI	Team lift out	Ibd to new firm	0.2%

Relationships

Registered with (4)

← Brendan A SanchezAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← RYAN MICHAEL DAUSAdvisorregistration: current employment
Dec 13, 2024 to presentfactForm ADV
← Trenden PeacockAdvisorregistration: current employment
Oct 11, 2024 to presentfactForm ADV
← JOSHUA LEVI RUGGLESAdvisorregistration: previous registration
Apr 14, 2023 to May 17, 2024factForm ADV

Moved with (1)

← EAGLE STRATEGIES LLCRegistered adviser3 advisors, team lift out
Apr 17, 2023 to Dec 13, 2024factForm ADV

Controls (2)

← DAUS, RYAN, MICHAELOwnerOWNER / FINANCIAL ADVISOR, ownership code E, individual
Feb 23, 2023 to Sep 16, 2024factForm ADV
← Eash, Terra, MarieOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 23, 2023 to Sep 16, 2024factForm ADV

Dated events

Occurred
May 17, 2024
Advisor changed firm
Joshua Levi Ruggles left Daus Financial Group, Llc for Cuso Financial Services, L.P. (registered 2024-04-15)
Form ADVobserved 6 days ago
Occurred
Apr 17, 2023
Team lift-out
3 advisors left Eagle Strategies LLC (Kalamazoo, MI) for Daus Financial Group, LLC within 14 days
Form ADVobserved 5 days ago
3 advisors
Occurred
Feb 23, 2023
First Form ADV filing
Daus Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff0eaba0-f0ee-1b2f-3eab-802f38573e12
First observed: Feb 23, 2023
Last observed: Aug 18, 2026 34 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAUS FINANCIAL GROUP, LLC

DAUS FINANCIAL SERVICES, LLC, CRD 323054

KALAMAZOO, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff0eaba0-f0ee-1b2f-3eab-802f38573e12

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Trenden Peacock

Certified Financial Planner|Chartered Financial Consultant

KALAMAZOO, MI

RYAN MICHAEL DAUS

Certified Financial Planner|Chartered Financial Consultant

KALAMAZOO, MI

Brendan A Sanchez

Certified Financial Planner

KALAMAZOO, MI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAUS, RYAN, MICHAEL

OWNER / FINANCIAL ADVISOR

yes

04/2023

Feb 23, 2023

Sep 16, 2024

Eash, Terra, Marie

CHIEF COMPLIANCE OFFICER

yes

04/2023

Feb 23, 2023

Sep 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 16, 2026

$271M

n/a

2024

Feb 27, 2025

$211M

n/a

2023

Feb 19, 2024

$154M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$271M

$211M

28.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EAGLE STRATEGIES LLC

Apr 17, 2023

Dec 13, 2024

KALAMAZOO, MI

Team lift out

Ibd to new firm

0.2%