DFX Intelligence

C••••• L•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••••• L•••••• H•••••

Advisor at L•• F•••••••• L••

Ravenna, OH | CLEVELAND, OH

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Search this name across graphsid dfx:ria:95cb5767-0f58-fe1e-3fc6-b926ecf9ce8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 1, 2023	n/a	yes	CLEVELAND, OH\|Ravenna, OH	Current employment
1••• A•••••••	Former SEC adviser	Jan 19, 2022	Feb 8, 2023	no	WEST CONSHOHOCKEN, PA\|CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• A•••••••	L•• F•••••••• L••	Feb 8, 2023	Feb 1, 2023	-7	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	1••• A•••••••	Jan 3, 2022	Jan 19, 2022

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ 1••• A•••••••Registered adviserregistration: previous registration
Jan 19, 2022 to Feb 8, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 17, 2019 to Jan 3, 2022factForm ADV

Dated events

Occurred
Feb 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95cb5767-0f58-fe1e-3fc6-b926ecf9ce8b
First observed: Jul 17, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.