DFX Intelligence

G••• R•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

G••• R•••••• P••••••

Advisor at A• W••••• M••••••••• L••

Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95d5f18d-87a0-0a9c-21a0-78d039134f63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Jan 7, 2019	n/a	yes	Charlotte, NC	Current employment
A••••• P•••••• C••••••	Independent wealth	Nov 6, 2015	Jun 20, 2018	no	CORNELIUS, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• P•••••• C••••••	A• W••••• M••••••••• L••	Jun 20, 2018	Jan 7, 2019	201	Firm change	RIA to RIA
G••••• F•••••••• P•••••• C••••••• I•••	A••••• P•••••• C••••••	Jun 12, 2017	Nov 6, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:154116:FL:2017-06-12	Jun 12, 2017	Nov 6, 2015	SARASOTA, FL	Firm change after gap

Relationships

Registered with (6)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 7, 2019 to presentfactForm ADV
→ A••••• P•••••• C••••••Registered adviserregistration: previous registration
Nov 6, 2015 to Jun 20, 2018factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2015 to Jun 12, 2017factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95d5f18d-87a0-0a9c-21a0-78d039134f63
First observed: Aug 4, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.