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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)39 years in industry

GREGORY STARK PETTYS

Advisor at LPL FINANCIAL LLC

SPRINGFIELD, IL

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Search this name across graphsid dfx:ria:95e0bd92-4b54-1ce2-404c-c84fbb8b70c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Apr 27, 1987
First registration: Jan 7, 2002
Dual registered: yes, broker-dealer
Other names: GREG PETTYS
IAPD individual key: 1531342

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 12, 2024	n/a	yes	SPRINGFIELD, IL	Current employment
BOS ASSET MANAGEMENT, LLC	Mixed wealth	Jun 8, 2022	Jan 8, 2024	no	SPRINGFIELD, IL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 6, 2018	Jan 7, 2022	no	Chesterfield, MO\|Springfield, IL\|ST. LOUIS, MO	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 15, 2013	May 15, 2018	no	OAKBROOK TERRACE, IL\|SPRINGFIELD, IL\|Springfield, IL\|Springfield, IL	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 3, 2011	Oct 16, 2012	no	SPRINGFIELD, IL\|NAPLES, FL\|SPRINGFIELD, IL	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 26, 2002	Oct 29, 2007	no	ST LOUIS, MO\|SPRINGFIELD, IL\|SPRINGFIELD, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 7, 2002	Jun 20, 2002	no	EVANSVILLE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOS ASSET MANAGEMENT, LLC	LPL FINANCIAL LLC	Jan 8, 2024	Jan 12, 2024	4	Firm change	RIA to ibd
MML INVESTORS SERVICES, LLC	BOS ASSET MANAGEMENT, LLC	Jan 7, 2022	Jun 8, 2022	152	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	MML INVESTORS SERVICES, LLC	May 15, 2018	Aug 6, 2018	83	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	PRUCO SECURITIES, LLC	Oct 16, 2012	May 15, 2013	211	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	WOODBURY FINANCIAL SERVICES, INC.	Oct 29, 2007	Mar 3, 2011	1,221	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jun 20, 2002	Aug 26, 2002	67	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 12, 2024 to presentfactForm ADV
→ BOS ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 8, 2022 to Jan 8, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 6, 2018 to Jan 7, 2022factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 15, 2013 to May 15, 2018factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 3, 2011 to Oct 16, 2012factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 26, 2002 to Oct 29, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 7, 2002 to Jun 20, 2002factForm ADV

Dated events

Occurred
Jan 8, 2024
Advisor changed firm
Gregory Stark Pettys left Bos Asset Management, Llc for Lpl Financial Llc (registered 2024-01-12)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2022
Advisor changed firm
Gregory Stark Pettys left Mml Investors Services, Llc for Bos Asset Management, Llc (registered 2022-06-08)
Form ADVobserved 6 days ago