DFX Intelligence

Data Factory

RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

BOS ASSET MANAGEMENT, LLC

CRD 310632

SPRINGFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d82a80e2-dd2c-2658-3690-acd57f030e8f

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Oct 21, 2020 to Aug 24, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.46 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-08-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $952M
Private client RAUM: $475MderivedItem 5.D individuals plus high net worth individuals
Private client share: 46%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $103Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 8
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,273
Individual clients: 438
High net worth clients: 129
Custody, client assets: $224M
SEC number: 801-119836
CIK: 1965814
CRD: 310632
Filings on the tape: 19
First filed: Oct 21, 2020
Latest filed: Aug 24, 2026
Organised: Limited Liability Company, DE
Website: bosassetmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL CRAIG METZ	n/a	SPRINGFIELD, IL \| Palm Coast, FL	5	30	3	no
SHANNON COLLEEN JONES	n/a	SPRINGFIELD, IL	5	16	1	no
MARCUS COREY MCGLASSON	n/a	SPRINGFIELD, IL	5	19	3	no
DAVID C HEITBRINK	Certified Financial Planner	SPRINGFIELD, IL \| Jacksonville, IL	4	36	2	no
SEAN EUGENE CANADAY	n/a	SPRINGFIELD, IL	3	34	3	no
Alexander Ludwig	n/a	SPRINGFIELD, IL	2	15	1	no
Wade Mathis	Certified Financial Planner	SPRINGFIELD, IL \| Jacksonville, IL	2	10	n/a	no
Frank Anthony Coffey	n/a	SPRINGFIELD, IL	0	11	1	no
Burton Kelly Burrows	n/a	SPRINGFIELD, IL	0	42	2	no
Caleb Jeffrey Steber	n/a	SPRINGFIELD, IL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANK OF SPRINGFIELD	Owner	E	yes	08/2020	Aug 24, 2026	Aug 24, 2026
KNOEDLER, JASON	CHIEF EXECUTIVE OFFICER	Na	yes	08/2020	Aug 24, 2026	Aug 24, 2026
MOORE, SARAH, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	08/2020	Aug 24, 2026	Aug 24, 2026
SPRING BANKCORP	Owner	E	yes	08/2020	Oct 21, 2020	Sep 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANK OF SPRINGFIELD	n/a	n/a	n/a	Y	yes	n/a
BOS INSURANCE AGENCY	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Jacksonville	IL	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$933M	$854M	11	8	3	n/a	n/a
2024	Mar 31, 2025	$829M	$752M	12	7	3	n/a	n/a
2023	Mar 6, 2024	$747M	$643M	12	6	1	n/a	n/a
2022	Mar 28, 2023	$636M	$542M	9	4	1	n/a	n/a
2021	Mar 20, 2022	$505M	$505M	9	4	0	n/a	n/a
2020	Mar 19, 2021	$110M	$110M	8	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$829M	24.5%	$636M	17.5%	11	12	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Apr 5, 2023	Dec 14, 2020	FORT MILL, SC	Team lift out	Ibd to RIA	0.0%

Relationships

Registered with (11)

← Caleb Jeffrey SteberAdvisorregistration: current employment
Apr 7, 2026 to presentfactForm ADV
← Burton Kelly BurrowsAdvisorregistration: current employment
Apr 3, 2026 to presentfactForm ADV
← Frank Anthony CoffeyAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← Wade MathisAdvisorregistration: current employment
Aug 28, 2024 to presentfactForm ADV
← Alexander LudwigAdvisorregistration: current employment
Feb 7, 2024 to presentfactForm ADV
← SEAN EUGENE CANADAYAdvisorregistration: current employment
May 31, 2023 to presentfactForm ADV
← DAVID C HEITBRINKAdvisorregistration: current employment
Jan 6, 2022 to presentfactForm ADV
← MARCUS COREY MCGLASSONAdvisorregistration: current employment
Dec 14, 2020 to presentfactForm ADV
← MICHAEL CRAIG METZAdvisorregistration: current employment
Dec 11, 2020 to presentfactForm ADV
← SHANNON COLLEEN JONESAdvisorregistration: current employment
Dec 11, 2020 to presentfactForm ADV
← GREGORY STARK PETTYSAdvisorregistration: previous registration
Jun 8, 2022 to Jan 8, 2024factForm ADV

Controls (4)

← MOORE, SARAH, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 21, 2020 to Sep 23, 2024factForm ADV
← KNOEDLER, JASONOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 11, 2020 to Sep 23, 2024factForm ADV
← BANK OF SPRINGFIELDOwnerOWNER, ownership code E, domestic entity
Oct 21, 2020 to Sep 23, 2024factForm ADV
← SPRING BANKCORPOwnerOWNER, ownership code E, domestic entity
Oct 21, 2020 to Sep 23, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Apr 5, 2023 to Dec 14, 2020factForm ADV

Dated events

Occurred
Jan 8, 2024
Advisor changed firm
Gregory Stark Pettys left Bos Asset Management, Llc for Lpl Financial Llc (registered 2024-01-12)
Form ADVobserved 4 days ago
Occurred
Apr 5, 2023
Team lift-out
2 advisors left LPL Financial LLC (Fort Mill, SC) for Bos Asset Management, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Mar 28, 2023
Regulatory AUM changed
Bos Asset Management, Llc reported RAUM $635.7M, up 26% from $505.0M (2022-03-20 to 2023-03-28)
Form ADVobserved 4 days ago
$131M
Occurred
Mar 20, 2022
Regulatory AUM changed
Bos Asset Management, Llc reported RAUM $505.0M, up 361% from $109.6M (2022-01-12 to 2022-03-20)
Form ADVobserved 4 days ago
$395M
Occurred
Dec 11, 2020
Control person joined
Jason Knoedler (Chief Executive Officer) appeared on Schedule A of Bos Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Oct 21, 2020
First Form ADV filing
Bos Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d82a80e2-dd2c-2658-3690-acd57f030e8f
First observed: Oct 21, 2020
Last observed: Aug 24, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOS ASSET MANAGEMENT, LLC

CRD 310632

SPRINGFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d82a80e2-dd2c-2658-3690-acd57f030e8f

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL CRAIG METZ

n/a

SPRINGFIELD, IL | Palm Coast, FL

SHANNON COLLEEN JONES

n/a

SPRINGFIELD, IL

MARCUS COREY MCGLASSON

n/a

SPRINGFIELD, IL

DAVID C HEITBRINK

Certified Financial Planner

SPRINGFIELD, IL | Jacksonville, IL

SEAN EUGENE CANADAY

n/a

SPRINGFIELD, IL

Alexander Ludwig

n/a

SPRINGFIELD, IL

Wade Mathis

Certified Financial Planner

SPRINGFIELD, IL | Jacksonville, IL

n/a

Frank Anthony Coffey

n/a

SPRINGFIELD, IL

Burton Kelly Burrows

n/a

SPRINGFIELD, IL

Caleb Jeffrey Steber

n/a

SPRINGFIELD, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANK OF SPRINGFIELD

Owner

yes

08/2020

Aug 24, 2026

KNOEDLER, JASON

CHIEF EXECUTIVE OFFICER

yes

08/2020

Aug 24, 2026

MOORE, SARAH, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

08/2020

Aug 24, 2026

SPRING BANKCORP

Owner

yes

08/2020

Oct 21, 2020

Sep 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANK OF SPRINGFIELD

n/a

yes

n/a

BOS INSURANCE AGENCY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Jacksonville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$933M

$854M

n/a

2024

Mar 31, 2025

$829M

$752M

n/a

2023

Mar 6, 2024

$747M

$643M

n/a

2022

Mar 28, 2023

$636M

$542M

n/a

2021

Mar 20, 2022

$505M

n/a

2020

Mar 19, 2021

$110M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$829M

24.5%

$636M

17.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Apr 5, 2023

Dec 14, 2020

FORT MILL, SC

Team lift out

Ibd to RIA

0.0%