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Advisor at FIDUCIARY TACTICAL STRATEGIES, INC.
BALLWIN, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIARY TACTICAL STRATEGIES, INC. | State registered | Dec 10, 2013 | n/a | yes | BALLWIN, MO | Current employment |
| FIDUCIARY TACTICAL STRATEGIES, INC. | State registered | May 13, 2011 | Dec 31, 2012 | no | BALLWIN, MO | Previous registration |
| CUTTER & COMPANY, INC. | Former SEC adviser | Nov 1, 2005 | Dec 31, 2010 | no | BALLWIN, MO|WEBSTER GROVES, MO|BALLWIN, MO | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Jan 5, 2005 | Nov 16, 2005 | no | ST. LOUIS, MO|ST. LOUIS, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 17, 2001 | Dec 2, 2004 | no | CLAYTON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUTTER & COMPANY, INC. | FIDUCIARY TACTICAL STRATEGIES, INC. | Dec 31, 2010 | May 13, 2011 | 133 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | CUTTER & COMPANY, INC. | Nov 16, 2005 | Nov 1, 2005 | -15 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN KEEGAN & COMPANY, LLC | Dec 2, 2004 | Jan 5, 2005 | 34 | Firm change | Other |