RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• F••••••• W•••
- F•••••••• T••••••• S••••••••• I••• state registered currentsince Dec 10, 2013 · Ballwin, Mo
- F•••••••• T••••••• S••••••••• I••• state registeredMay 13, 2011 to Dec 31, 2012 · Ballwin, Mo
- C••••• • C••••••• I••• formerNov 1, 2005 to Dec 31, 2010 · Ballwin, Mo
- M••••• K••••• • C••••••• L•• formerJan 5, 2005 to Nov 16, 2005 · St. Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 17, 2001 to Dec 2, 2004 · Clayton, Mo
- C••••• • C••••••• I••• to F•••••••• T••••••• S••••••••• I•••left Dec 31, 2010, registered May 13, 2011 (133 days) · Other
- M••••• K••••• • C••••••• L•• to C••••• • C••••••• I•••left Nov 16, 2005, registered Nov 1, 2005 (-15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• K••••• • C••••••• L••left Dec 2, 2004, registered Jan 5, 2005 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address