DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• F•••• A•••••••
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Sep 24, 2025 | n/a | yes | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 19, 2021 | Jul 30, 2025 | no | SAN DIEGO, CA|San Francisco, CA|SAN FRANCISCO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | W•••• F•••• A••••••• | Jul 30, 2025 | Sep 24, 2025 | 56 | Firm change | Ibd to wirehouse |
| A••••••• B••••• A•••••••• I••• | L•• F•••••••• L•• | Sep 21, 2022 | Feb 19, 2021 |
| A••••••• B••••• A•••••••• I••• | Other adviser | Apr 30, 2012 | Sep 21, 2022 | no | IRVING, TX | Previous registration |
| E•••••••• P•••••••• S••••••••• I••• | Independent wealth | Oct 4, 2011 | Dec 20, 2011 | no | BERWYN, PA | Previous registration |
| D••••••• S••••••• L•• | Former SEC adviser | May 6, 2010 | Dec 1, 2010 | no | WEST CHESTER, PA | Previous registration |
| W••• I••••••••• I••• | n/a | Mar 7, 2005 | Jul 17, 2006 | no | SEATTLE, WA|SEATTLE, WA|SEATTLE, WA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 20, 2000 | Mar 2, 2005 | no | SEATTLE, WA | Previous registration |
| -579 |
| Firm change after gap |
| Other |
| E•••••••• P•••••••• S••••••••• I••• | A••••••• B••••• A•••••••• I••• | Dec 20, 2011 | Apr 30, 2012 | 132 | Firm change | Other |
| D••••••• S••••••• L•• | E•••••••• P•••••••• S••••••••• I••• | Dec 1, 2010 | Oct 4, 2011 | 307 | Firm change | Other |
| W••• I••••••••• I••• | D••••••• S••••••• L•• | Jul 17, 2006 | May 6, 2010 | 1,389 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W••• I••••••••• I••• | Mar 2, 2005 | Mar 7, 2005 | 5 | Firm change | Other |