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RIA / WealthAdvisorCertified Financial Planner23 years in industry

John William Onesti

Advisor at JOHN MOORE & ASSOCIATES INC

ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:963cee2a-c4ee-809b-284d-b8cc5f49b712

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOHN MOORE & ASSOCIATES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jun 17, 2003
First registration: Jun 27, 2003
Dual registered: no
IAPD individual key: 4288152

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOHN MOORE & ASSOCIATES INC	Independent wealth	Mar 5, 2024	n/a	yes	ALBUQUERQUE, NM	Current employment
THE MUTUAL FUND STORE	Former SEC adviser	Oct 27, 2008	Jan 20, 2011	no	ALBUQUERQUE, NM	Previous registration
ONESTI INVESTMENT ADVISORS	n/a	Apr 5, 2005	Oct 27, 2008	no	ALBUQUERQUE, NM	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 27, 2003	Mar 29, 2005	no	ALBUQUERQUE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE MUTUAL FUND STORE	JOHN MOORE & ASSOCIATES INC	Jan 20, 2011	Mar 5, 2024	4,793	Firm change after gap	Other
ONESTI INVESTMENT ADVISORS	THE MUTUAL FUND STORE	Oct 27, 2008	Oct 27, 2008	0	Firm change	Other
TD AMERITRADE, INC.	ONESTI INVESTMENT ADVISORS	Mar 29, 2005	Apr 5, 2005	7	Firm change	Other

Relationships

Registered with (4)

→ JOHN MOORE & ASSOCIATES INCRegistered adviserregistration: current employment
Mar 5, 2024 to presentfactForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Oct 27, 2008 to Jan 20, 2011factForm ADV
→ ONESTI INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Apr 5, 2005 to Oct 27, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 27, 2003 to Mar 29, 2005factForm ADV

Dated events

No dated event names this entity yet.