DFX Intelligence

E•••• J••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

E•••• J••••• H•••••

Advisor at S•••••••• F•••••••• C•••••••• L••

Kyle, TX

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Search this name across graphsid dfx:ria:96752ea5-b940-2011-0e20-07c2d2496605

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• C•••••••• L••	Independent wealth	Feb 20, 2025	n/a	yes	Kyle, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 16, 2008	Apr 25, 2025	no	LEAGUE CITY, TX\|LEAGUE CITY, TX\|FORT MILL, SC\|KYLE, TX\|LEAGUE CITY, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••••• F•••••••• C•••••••• L••	Apr 25, 2025	Feb 20, 2025	-64	Firm change after gap	Ibd to RIA
C•••••••• F•••••••• G•••• A•••••••	L•• F•••••••• L••	Oct 16, 2008	Sep 16, 2008

Relationships

Registered with (3)

→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2008 to Apr 25, 2025factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2004 to Oct 16, 2008factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96752ea5-b940-2011-0e20-07c2d2496605
First observed: Jan 28, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.