RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• J••••• H•••••
- S•••••••• F•••••••• C•••••••• L•• independent RIA currentsince Feb 20, 2025 · Kyle, Tx
- L•• F•••••••• L•• BD affiliatedSep 16, 2008 to Apr 25, 2025 · League City, Tx
- C•••••••• F•••••••• G•••• A••••••• formerJan 28, 2004 to Oct 16, 2008 · Buda, Tx
- L•• F•••••••• L•• to S•••••••• F•••••••• C•••••••• L••left Apr 25, 2025, registered Feb 20, 2025 (-64 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••••• F•••••••• G•••• A••••••• to L•• F•••••••• L••left Oct 16, 2008, registered Sep 16, 2008 (-30 days) · Other
- E•••• J••••• H••••• left L•• F•••••••• L•• for S•••••••• F•••••••• C•••••••• L•• (registered 2025-02-20)Apr 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address