DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

NORTHVIEW ASSET MANAGEMENT, INC.

CRD 109854

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:967644d1-cb7b-22aa-75ee-60590948234e

Data as of Jul 9, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jul 9, 2012
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.7MItem 5.F on the latest filing (2012-07-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
SEC number: 801-55760
CRD: 109854
Filings on the tape: 6
First filed: Mar 29, 2012
Latest filed: Jul 9, 2012
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRANETT, SAMUEL, RAY	CHIEF COMPLIANCE OFFICER	E	yes	01/2011	Mar 29, 2012	Jul 9, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$28.7M	$28.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$28.7M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SANCTUARY ADVISORS, LLC	3	Jan 7, 2021	Jan 20, 2021	AUSTIN, TX	Firm absorbed	Other	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WORLD EQUITY GROUP, INC.	2	Jan 7, 2016	Jan 22, 2016	AUSTIN, TX	Team lift out	Other	2.9%

Relationships

Controls (1)

← GRANETT, SAMUEL, RAYOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Moved with (2)

→ SANCTUARY ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 7, 2021 to Jan 20, 2021factForm ADV
← WORLD EQUITY GROUP, INC.Registered adviser2 advisors, team lift out, same day
Jan 7, 2016 to Jan 22, 2016factForm ADV

Registered with (3)

← STEVEN PAUL SUTTONAdvisorregistration: previous registration
Jan 22, 2016 to Jan 7, 2021factForm ADV
← MICHAEL DEAN JANAKAdvisorregistration: previous registration
Jan 22, 2016 to Jan 7, 2021factForm ADV
← Richard Brent WilliamsAdvisorregistration: previous registration
Feb 14, 2014 to Jan 7, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:967644d1-cb7b-22aa-75ee-60590948234e
First observed: Mar 29, 2012
Last observed: Jul 9, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHVIEW ASSET MANAGEMENT, INC.

CRD 109854

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:967644d1-cb7b-22aa-75ee-60590948234e

Data as of Jul 9, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRANETT, SAMUEL, RAY

CHIEF COMPLIANCE OFFICER

yes

01/2011

Mar 29, 2012

Jul 9, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$28.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$28.7M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SANCTUARY ADVISORS, LLC

Jan 7, 2021

Jan 20, 2021

AUSTIN, TX

Firm absorbed

Other

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WORLD EQUITY GROUP, INC.

Jan 7, 2016

Jan 22, 2016

AUSTIN, TX

Team lift out

Other

2.9%