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Advisor at SANCTUARY ADVISORS, LLC
Austin, TX | MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Jan 14, 2021 | n/a | yes | MIAMI, FL|Austin, TX | Current employment |
| NORTHVIEW ASSET MANAGEMENT, INC. | Former SEC adviser | Jan 22, 2016 | Jan 7, 2021 | no | AUSTIN, TX | Previous registration |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Mar 14, 2014 | Jan 7, 2016 | no | Austin, TX|Austin, TX | Previous registration |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | May 21, 2012 | Mar 17, 2014 | no | ORLANDO, FL | Previous registration |
| WOODSTOCK FINANCIAL GROUP, INC. | Former SEC adviser | Jan 18, 2011 | Apr 27, 2012 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHVIEW ASSET MANAGEMENT, INC. | SANCTUARY ADVISORS, LLC | Jan 7, 2021 | Jan 14, 2021 | 7 | Firm change | Other |
| WORLD EQUITY GROUP, INC. | NORTHVIEW ASSET MANAGEMENT, INC. | Jan 7, 2016 | Jan 22, 2016 | 15 | Firm change | Other |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | WORLD EQUITY GROUP, INC. | Mar 17, 2014 | Mar 14, 2014 | -3 | Firm change | Other |
| WOODSTOCK FINANCIAL GROUP, INC. | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Apr 27, 2012 | May 21, 2012 | 24 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109854:226606:TX:2021-01-07 | Jan 7, 2021 | Jan 14, 2021 | AUSTIN, TX | Firm change |
| 29087:109854:TX:2016-01-07 | Jan 7, 2016 | Jan 22, 2016 | AUSTIN, TX | Firm change |