DFX Intelligence

J•••• G•• Q••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

J•••• G•• Q••• F•••

Advisor at T••••••••• W••••• P•••••••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:9682649d-c573-0bb4-67a6-f39099e6c36b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• W••••• P•••••••	Independent wealth	Aug 2, 2024	n/a	yes	WALNUT CREEK, CA	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Nov 1, 2018	Aug 29, 2024	no	WALNUT CREEK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	T••••••••• W••••• P•••••••	Aug 29, 2024	Aug 2, 2024	-27	Firm change	RIA to new firm
E•••••• F•••••••• S•••••••• L••	E•••••• F•••••••• E••••••	Nov 1, 2018	Nov 1, 2018

Relationships

Registered with (6)

→ T••••••••• W••••• P•••••••Registered adviserregistration: current employment
Aug 2, 2024 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Nov 1, 2018 to Aug 29, 2024factForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 7, 2014 to Nov 1, 2018factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9682649d-c573-0bb4-67a6-f39099e6c36b
First observed: Jan 1, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.