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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

DAVID CHIN

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

New York City, NY | ORLANDO, FL | NEW YORK, NY | Orlando, FL

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Search this name across graphsid dfx:ria:96836ba7-dee1-a68d-b360-6dbb221e80f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 12, 1985
First registration: Jan 22, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 1380575

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLOBAL ASSETS ADVISORY, LLC	Independent wealth	Dec 20, 2021	n/a	yes	ORLANDO, FL\|NEW YORK, NY\|ORLANDO, FL	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Jan 8, 2016	n/a	yes	New York City, NY\|Orlando, FL	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Aug 19, 2010	Dec 31, 2015	no	ORLANDO, FL\|NEW YORK CITY, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Jun 4, 2010	no	NEW YORK, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Nov 7, 2008	Jan 2, 2009	no	NEW YORK, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 22, 2007	Sep 22, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Jun 4, 2010	Aug 19, 2010	76	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES, INC.	Sep 22, 2008	Nov 7, 2008	46	Firm change	Other

Relationships

Registered with (5)

→ GLOBAL ASSETS ADVISORY, LLCRegistered adviserregistration: current employment
Dec 20, 2021 to presentfactForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 19, 2010 to Dec 31, 2015factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Jun 4, 2010factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 7, 2008 to Jan 2, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 22, 2007 to Sep 22, 2008factForm ADV

Dated events

No dated event names this entity yet.