This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VESTGEN ADVISORS, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Dec 18, 2007

First registration

Feb 21, 2017

Dual registered

yes, broker-dealer

Other names

NICK STEVEN WITHINGTON

IAPD individual key

5159616

• Occurred

  Dec 24, 2025
  Advisor changed firm

  Nicholas Steven Withington left Charles Schwab & Co., Inc. for Vestgen Advisors, Llc (registered 2025-12-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:969257fc-2535-70f9-d7c4-ae23b239cdf1

First observed

Feb 21, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.