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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ACON SAGA MANAGER L.L.C.

CRD 162029

WASHINGTON, DC

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Search this name across graphsid dfx:ria:96a49dcb-1dad-c25d-2517-ecb86149d20c

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 1
Observed: Feb 24, 2012 to Mar 31, 2017
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Acon Saga Manager L.L.C.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $481,639Item 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $481,639
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 7
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $481,639gross asset value as reported per fund; never fund size
SEC number: 801-74423
CRD: 162029
Filings on the tape: 9
First filed: Feb 24, 2012
Latest filed: Mar 31, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ACON ALABAMA ENERGY INVESTORS, L.L.C.	Private Equity Fund	$481,639	Mar 31, 2017	3	Feb 24, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARONSON, BERNARD	MANAGING MEMBER	C	yes	07/2011	Feb 24, 2012	Mar 31, 2017
BERNSTEIN, TERESA, YOUNG	CCO, CLO	Na	yes	07/2013	Aug 15, 2013	Mar 31, 2017
BROTMAN, KENNETH, ROSS	MANAGING MEMBER	C	yes	07/2011	Feb 24, 2012	Mar 31, 2017
GINNS, JONATHAN	MANAGING MEMBER	C	yes	07/2011	Feb 24, 2012	Mar 31, 2017
Lewis, Kwame, Akini	ACTING CFO	Na	yes	12/2016	Mar 31, 2017	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACON EQUITY MANAGEMENT L.L.C.	n/a	Asset manager	$4.2B	N	yes	n/a
ACON LATAM MANAGEMENT, LLC	n/a	Asset manager	$1.2B	N	yes	n/a
ACON INVESTMENTS MANAGEMENT L.L.C.	n/a	Asset manager	$193M	N	yes	n/a
ACON FUNDS MANAGEMENT, LLC	n/a	Former SEC adviser	$50.9M	N	yes	n/a
RSA FMO MANAGER, LLC	n/a	Former SEC adviser	$2.1M	N	yes	n/a
A.I. BASEBALL L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON ALAOF GENPAR LTD.	n/a	n/a	n/a	N	yes	n/a
ACON ALAOF IV GENPAR, LTD.	n/a	n/a	n/a	N	yes	n/a
ACON BASTION GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON BRASIL INFRA HOLDINGS GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON BRAZIL NATAL HOLDINGS GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON CO-INVEST (SUZO) GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON COLOMBIA ENVIRONMENTAL GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON EQUITY GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON EQUITY IV GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON FIESTA MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON FUNKO MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
ACON IGLOO MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
ACON IWP MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON MEXICO RETAIL HOLDINGS GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON OUTDOOR GP L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON POWER GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON SEQUITUR MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
ACON VETRA GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP III GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP III-B GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP IV GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP V GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP VI GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF IV GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF MANAGEMENT MEXICO, S. DE R.L. DE C.V.	n/a	n/a	n/a	N	yes	n/a
CITLA ENERGY HOLDINGS GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$481,639	$481,639	21	7	n/a	1	$481,639
2015	Mar 30, 2016	$34.5M	$34.5M	0	0	n/a	1	$34.5M
2014	Mar 31, 2015	$47.4M	$47.4M	0	0	n/a	1	$47.4M
2013	Mar 31, 2014	$65.3M	$65.3M	0	0	n/a	1	$65.3M
2012	Mar 28, 2013	$44.6M	$44.6M	0	0	n/a	1	$44.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$481,639	$34.5M	-98.6%	$65.3M	-80.5%	21	0	n/a	n/a

Relationships

Affiliated with (7)

→ ACON FUNDS MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ACON EQUITY MANAGEMENT L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ACON LATAM MANAGEMENT, L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ RSA FMO MANAGER, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ACON INVESTMENTS MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← RSA FMO MANAGER, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← RSA SIGNAL MANAGER L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ ACON ALABAMA ENERGY INVESTORS, L.L.C.Private fundPrivate Equity Fund, IA
Feb 24, 2012 to presentfactForm ADV

Controls (5)

← BROTMAN, KENNETH, ROSSOwnerMANAGING MEMBER, ownership code C, individual
Feb 24, 2012 to presentfactForm ADV
← GINNS, JONATHANOwnerMANAGING MEMBER, ownership code C, individual
Feb 24, 2012 to presentfactForm ADV
← ARONSON, BERNARDOwnerMANAGING MEMBER, ownership code C, individual
Feb 24, 2012 to presentfactForm ADV
← BERNSTEIN, TERESA, YOUNGOwnerCCO, CLO, ownership code NA, individual
Aug 15, 2013 to presentfactForm ADV
← Lewis, Kwame, AkiniOwnerACTING CFO, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96a49dcb-1dad-c25d-2517-ecb86149d20c
First observed: Feb 24, 2012
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACON SAGA MANAGER L.L.C.

CRD 162029

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96a49dcb-1dad-c25d-2517-ecb86149d20c

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ACON ALABAMA ENERGY INVESTORS, L.L.C.

Private Equity Fund

$481,639

Mar 31, 2017

Feb 24, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARONSON, BERNARD

MANAGING MEMBER

yes

07/2011

Feb 24, 2012

Mar 31, 2017

BERNSTEIN, TERESA, YOUNG

CCO, CLO

yes

07/2013

Aug 15, 2013

Mar 31, 2017

BROTMAN, KENNETH, ROSS

MANAGING MEMBER

yes

07/2011

Feb 24, 2012

Mar 31, 2017

GINNS, JONATHAN

MANAGING MEMBER

yes

07/2011

Feb 24, 2012

Mar 31, 2017

Lewis, Kwame, Akini

ACTING CFO

yes

12/2016

Mar 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACON EQUITY MANAGEMENT L.L.C.

n/a

Asset manager

$4.2B

yes

n/a

ACON LATAM MANAGEMENT, LLC

n/a

Asset manager

$1.2B

yes

n/a

ACON INVESTMENTS MANAGEMENT L.L.C.

n/a

Asset manager

$193M

yes

n/a

ACON FUNDS MANAGEMENT, LLC

n/a

Former SEC adviser

$50.9M

yes

n/a

RSA FMO MANAGER, LLC

n/a

Former SEC adviser

$2.1M

yes

n/a

A.I. BASEBALL L.L.C.

n/a

yes

n/a

ACON ALAOF GENPAR LTD.

n/a

yes

n/a

ACON ALAOF IV GENPAR, LTD.

n/a

yes

n/a

ACON BASTION GENPAR L.L.C.

n/a

yes

n/a

ACON BRASIL INFRA HOLDINGS GP, L.L.C.

n/a

yes

n/a

ACON BRAZIL NATAL HOLDINGS GP, L.L.C.

n/a

yes

n/a

ACON CO-INVEST (SUZO) GP, L.L.C.

n/a

yes

n/a

ACON COLOMBIA ENVIRONMENTAL GENPAR L.L.C.

n/a

yes

n/a

ACON EQUITY GENPAR, L.L.C.

n/a

yes

n/a

ACON EQUITY IV GENPAR, L.L.C.

n/a

yes

n/a

ACON FIESTA MANAGER, L.L.C.

n/a

yes

n/a

ACON FUNKO MANAGER, LLC

n/a

yes

n/a

ACON IGLOO MANAGER, LLC

n/a

yes

n/a

ACON IWP MANAGER, L.L.C.

n/a

yes

n/a

ACON MEXICO RETAIL HOLDINGS GENPAR L.L.C.

n/a

yes

n/a

ACON OUTDOOR GP L.L.C.

n/a

yes

n/a

ACON POWER GENPAR, L.L.C.

n/a

yes

n/a

ACON SEQUITUR MANAGER, LLC

n/a

yes

n/a

ACON VETRA GP, L.L.C.

n/a

yes

n/a

AIP III GENPAR L.L.C.

n/a

yes

n/a

AIP III-B GENPAR L.L.C.

n/a

yes

n/a

AIP IV GENPAR L.L.C.

n/a

yes

n/a

AIP V GENPAR L.L.C.

n/a

yes

n/a

AIP VI GENPAR L.L.C.

n/a

yes

n/a

ALAOF GENPAR, L.L.C.

n/a

yes

n/a

ALAOF IV GENPAR, L.L.C.

n/a

yes

n/a

ALAOF MANAGEMENT MEXICO, S. DE R.L. DE C.V.

n/a

yes

n/a

CITLA ENERGY HOLDINGS GP, L.L.C.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$481,639

n/a

$481,639

2015

Mar 30, 2016

$34.5M

n/a

$34.5M

2014

Mar 31, 2015

$47.4M

n/a

$47.4M

2013

Mar 31, 2014

$65.3M

n/a

$65.3M

2012

Mar 28, 2013

$44.6M

n/a

$44.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$481,639

$34.5M

-98.6%

$65.3M

-80.5%

n/a