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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RSA SIGNAL MANAGER L.L.C.

CRD 162034

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a35cab39-e671-7d5a-749e-db656302084a

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 1
Observed: Mar 15, 2012 to Mar 31, 2015
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

RSA Signal Manager L.L.C.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2Item 5.F on the latest filing (2015-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
SEC number: 801-74626
CRD: 162034
Filings on the tape: 6
First filed: Mar 15, 2012
Latest filed: Mar 31, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RSA SIGNAL HOLDINGS, L.L.C.	Private Equity Fund	$0	Mar 31, 2015	3	Mar 15, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARONSON, BERNARD	MANAGING MEMBER	C	yes	11/2008	Mar 15, 2012	Mar 31, 2015
BERNSTEIN, TERESA, YOUNG	CCO, CLO	Na	yes	07/2013	Aug 15, 2013	Mar 31, 2015
BROTMAN, KENNETH, ROSS	MANAGING MEMBER	C	yes	11/2008	Mar 15, 2012	Mar 31, 2015
GINNS, JONATHAN	MANAGING MEMBER	C	yes	11/2008	Mar 15, 2012	Mar 31, 2015
JOHNSON, BARRY, EDWIN	Cfo	Na	yes	11/2008	Mar 15, 2012	Mar 31, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACON EQUITY MANAGEMENT L.L.C.	n/a	Asset manager	$4.2B	N	yes	n/a
ACON LATAM MANAGEMENT, LLC	n/a	Asset manager	$1.2B	N	yes	n/a
ACON INVESTMENTS MANAGEMENT L.L.C.	n/a	Asset manager	$193M	N	yes	n/a
ACON FUNDS MANAGEMENT, LLC	n/a	Former SEC adviser	$50.9M	N	yes	n/a
RSA FMO MANAGER, LLC	n/a	Former SEC adviser	$2.1M	N	yes	n/a
ACON SAGA MANAGER L.L.C.	n/a	Former SEC adviser	$481,639	N	yes	n/a
A.I. BASEBALL L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON ALAOF GENPAR LTD.	n/a	n/a	n/a	N	yes	n/a
ACON ALAOF IV GENPAR, LTD.	n/a	n/a	n/a	N	yes	n/a
ACON ANNEX GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON BASTION GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON BRASIL INFRA HOLDINGS GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON CO-INVEST (SUZO) GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON COLOMBIA ENVIRONMENTAL GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON EQUITY GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON IGLOO MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
ACON IWP MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON MEXICO RETAIL HOLDINGS GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON OUTDOOR GP L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON SEQUITUR MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
ACON VETRA GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP I GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP II GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP III GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP III-B GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP IV GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP V GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP VI GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF IV GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF MANAGEMENT MEXICO, S. DE R.L. DE C.V.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$2	$2	n/a	1	$0
2013	Mar 31, 2014	$72.2M	$72.2M	n/a	1	$72.2M
2012	Mar 28, 2013	$155M	$155M	n/a	1	$155M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$2	$72.2M	-100.0%	n/a	n/a	0	0	n/a	n/a

Relationships

Affiliated with (6)

→ ACON FUNDS MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ACON EQUITY MANAGEMENT L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ ACON LATAM MANAGEMENT, L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ RSA FMO MANAGER, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ACON SAGA MANAGER L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ACON INVESTMENTS MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ RSA SIGNAL HOLDINGS, L.L.C.Private fundPrivate Equity Fund, IA
Mar 15, 2012 to presentfactForm ADV

Controls (5)

← BROTMAN, KENNETH, ROSSOwnerMANAGING MEMBER, ownership code C, individual
Mar 15, 2012 to presentfactForm ADV
← JOHNSON, BARRY, EDWINOwnerCFO, ownership code NA, individual
Mar 15, 2012 to presentfactForm ADV
← GINNS, JONATHANOwnerMANAGING MEMBER, ownership code C, individual
Mar 15, 2012 to presentfactForm ADV
← ARONSON, BERNARDOwnerMANAGING MEMBER, ownership code C, individual
Mar 15, 2012 to presentfactForm ADV
← BERNSTEIN, TERESA, YOUNGOwnerCCO, CLO, ownership code NA, individual
Aug 15, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a35cab39-e671-7d5a-749e-db656302084a
First observed: Mar 15, 2012
Last observed: Mar 31, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RSA SIGNAL MANAGER L.L.C.

CRD 162034

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a35cab39-e671-7d5a-749e-db656302084a

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RSA SIGNAL HOLDINGS, L.L.C.

Private Equity Fund

Mar 31, 2015

Mar 15, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARONSON, BERNARD

MANAGING MEMBER

yes

11/2008

Mar 15, 2012

Mar 31, 2015

BERNSTEIN, TERESA, YOUNG

CCO, CLO

yes

07/2013

Aug 15, 2013

Mar 31, 2015

BROTMAN, KENNETH, ROSS

MANAGING MEMBER

yes

11/2008

Mar 15, 2012

Mar 31, 2015

GINNS, JONATHAN

MANAGING MEMBER

yes

11/2008

Mar 15, 2012

Mar 31, 2015

JOHNSON, BARRY, EDWIN

Cfo

yes

11/2008

Mar 15, 2012

Mar 31, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACON EQUITY MANAGEMENT L.L.C.

n/a

Asset manager

$4.2B

yes

n/a

ACON LATAM MANAGEMENT, LLC

n/a

Asset manager

$1.2B

yes

n/a

ACON INVESTMENTS MANAGEMENT L.L.C.

n/a

Asset manager

$193M

yes

n/a

ACON FUNDS MANAGEMENT, LLC

n/a

Former SEC adviser

$50.9M

yes

n/a

RSA FMO MANAGER, LLC

n/a

Former SEC adviser

$2.1M

yes

n/a

ACON SAGA MANAGER L.L.C.

n/a

Former SEC adviser

$481,639

yes

n/a

A.I. BASEBALL L.L.C.

n/a

yes

n/a

ACON ALAOF GENPAR LTD.

n/a

yes

n/a

ACON ALAOF IV GENPAR, LTD.

n/a

yes

n/a

ACON ANNEX GENPAR L.L.C.

n/a

yes

n/a

ACON BASTION GENPAR L.L.C.

n/a

yes

n/a

ACON BRASIL INFRA HOLDINGS GP, L.L.C.

n/a

yes

n/a

ACON CO-INVEST (SUZO) GP, L.L.C.

n/a

yes

n/a

ACON COLOMBIA ENVIRONMENTAL GENPAR L.L.C.

n/a

yes

n/a

ACON EQUITY GENPAR, L.L.C.

n/a

yes

n/a

ACON IGLOO MANAGER, LLC

n/a

yes

n/a

ACON IWP MANAGER, L.L.C.

n/a

yes

n/a

ACON MEXICO RETAIL HOLDINGS GENPAR, L.L.C.

n/a

yes

n/a

ACON OUTDOOR GP L.L.C.

n/a

yes

n/a

ACON SEQUITUR MANAGER, LLC

n/a

yes

n/a

ACON VETRA GP, L.L.C.

n/a

yes

n/a

AIP I GENPAR L.L.C.

n/a

yes

n/a

AIP II GENPAR L.L.C.

n/a

yes

n/a

AIP III GENPAR L.L.C.

n/a

yes

n/a

AIP III-B GENPAR L.L.C.

n/a

yes

n/a

AIP IV GENPAR L.L.C.

n/a

yes

n/a

AIP V GENPAR L.L.C.

n/a

yes

n/a

AIP VI GENPAR L.L.C.

n/a

yes

n/a

ALAOF GENPAR, L.L.C.

n/a

yes

n/a

ALAOF IV GENPAR, L.L.C.

n/a

yes

n/a

ALAOF MANAGEMENT MEXICO, S. DE R.L. DE C.V.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

n/a

2013

Mar 31, 2014

$72.2M

n/a

$72.2M

2012

Mar 28, 2013

$155M

n/a

$155M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$72.2M

-100.0%

n/a