DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ACON FUNDS MANAGEMENT, LLC

ACON FUNDS MANAGEMENT, L.L.C., CRD 158186

WASHINGTON, DC

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Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 2
On other graphs: 2
Observed: Feb 23, 2012 to Mar 31, 2021
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Acon Funds Management, LLC

Private equity manager · cited, shared crd

Allocatorsidentity

Acon Funds Management, LLC

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $50.9MItem 5.F on the latest filing (2021-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $50.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 37
Advisory employees: 24
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $50.9Mgross asset value as reported per fund; never fund size
SEC number: 801-74407
CRD: 158186
Filings on the tape: 15
First filed: Feb 23, 2012
Latest filed: Mar 31, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ACON-BASTION PARTNERS II, L.P.	Private Equity Fund	$44.8M	Mar 31, 2021	28	Feb 23, 2012	reported	n/a
ACON-BASTION PARTNERS II (OFFSHORE), L.P.	Private Equity Fund	$6.1M	Mar 31, 2021	19	Feb 23, 2012	reported	n/a
ACON INVESTMENT PARTNERS II-B L.P.	Private Equity Fund	$1.0M	Nov 13, 2015	27	Feb 23, 2012	dropped	n/a
ACON REFINING PARTNERS, L.L.C.	Private Equity Fund	$793,679	Mar 31, 2017	12	Feb 23, 2012	dropped	n/a
ACON PPHI, L.L.C.	Private Equity Fund	$697,151	Mar 30, 2016	3	Mar 31, 2015	dropped	n/a
ACON INVESTMENT PARTNERS I, L.P.	Private Equity Fund	$281,629	Mar 30, 2016	6	Feb 23, 2012	dropped	n/a
ACON ANNEX FUND LP	Private Equity Fund	$218,180	Mar 30, 2016	3	Feb 23, 2012	dropped	n/a
ACON INVESTMENT PARTNERS III-B L.P.	Private Equity Fund	$198,638	Mar 31, 2017	3	Feb 23, 2012	dropped	n/a
ACON INVESTMENT PARTNERS IV L.P.	Private Equity Fund	$143,649	Mar 31, 2017	8	Feb 23, 2012	dropped	n/a
ACON INVESTMENT PARTNERS V L.P.	Private Equity Fund	$34,057	Mar 31, 2017	4	Feb 23, 2012	dropped	n/a
ACON INVESTMENT PARTNERS III L.P.	Private Equity Fund	$0	Nov 13, 2015	5	Feb 23, 2012	dropped	n/a
ACON INVESTMENT PARTNERS VI, L.P.	Private Equity Fund	$0	Mar 31, 2021	14	Feb 23, 2012	reported	n/a
ACON INVESTMENT PARTNERS II L.P.	Private Equity Fund	$0	Nov 13, 2015	36	Feb 23, 2012	dropped	n/a
ACON INVESTMENT PARTNERS III-C, L.P.	Private Equity Fund	$0	Nov 13, 2015	4	Mar 28, 2013	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARONSON, BERNARD	MANAGING MEMBER	C	yes	08/2006	Feb 23, 2012	Mar 31, 2021
BERNSTEIN, TERESA, YOUNG	COO, GC, CCO	Na	yes	01/2019	Aug 15, 2013	Mar 31, 2021
BRON, WILLIAM	MANAGING MEMBER	B	yes	08/2006	Feb 23, 2012	Mar 31, 2021
BROTMAN, KENNETH, ROSS	MANAGING MEMBER	C	yes	08/2006	Feb 23, 2012	Mar 31, 2021
GINNS, JONATHAN	MANAGING MEMBER	C	yes	08/2006	Feb 23, 2012	Mar 31, 2021
JINICH, DANIEL	MANAGING MEMBER	Na	yes	08/2006	Feb 23, 2012	Mar 31, 2021
WAIDA, MASUMI	CHIEF FINANCIAL OFFICER	Na	yes	08/2019	Mar 30, 2020	Mar 31, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACON EQUITY MANAGEMENT, L.L.C.	n/a	Asset manager	$4.2B	N	yes	n/a
ACON LATAM MANAGEMENT, L.L.C.	n/a	Asset manager	$1.2B	N	yes	n/a
ACON INVESTMENTS MANAGEMENT, L.L.C.	n/a	Asset manager	$193M	N	yes	n/a
A.I. BASEBALL L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON ALAOF GENPAR LTD.	n/a	n/a	n/a	N	yes	n/a
ACON ALAOF IV GENPAR, LTD.	n/a	n/a	n/a	N	yes	n/a
ACON ALSUR GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON ALSUR GP, S.L.	n/a	n/a	n/a	N	yes	n/a
ACON BASTION GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON BEAUTY MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON BIOS GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON BRASIL INFRA HOLDINGS GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON BRAZIL NATAL HOLDINGS GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON CO-INVEST (SUZO) GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON CONTENUR GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
ACON EQUITY GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON EQUITY IV GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON EUROPE GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON FIESTA MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON FLEET MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON FUNKO MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
ACON GERMAINE GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON GERMAINE, S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
ACON IGLOO MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
ACON IWP MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON MEXICO RETAIL HOLDINGS GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ACON SEQUITUR MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
ACON TV MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
AEP IV LR CO-INVESTMENTS GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
AEP IV OPERF CO-INVESTMENTS MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
AIP VI GENPAR L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF IV GENPAR, L.L.C.	n/a	n/a	n/a	N	yes	n/a
ALAOF MANAGEMENT MEXICO, S. DE R.L. DE C.V.	n/a	n/a	n/a	N	yes	n/a
CITLA ENERGY HOLDINGS GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$50.9M	$50.9M	37	24	0	3	$50.9M
2019	Mar 30, 2020	$53.1M	$53.1M	39	24	0	3	$53.1M
2018	Mar 30, 2019	$85.6M	$85.6M	40	24	0	3	$85.3M
2017	Mar 28, 2018	$110M	$110M	37	25	0	3	$110M
2016	Mar 31, 2017	$125M	$125M	34	20	n/a	7	$125M
2015	Mar 30, 2016	$202M	$202M	0	0	n/a	10	$203M
2014	Mar 31, 2015	$358M	$358M	0	0	n/a	14	$358M
2013	Mar 31, 2014	$319M	$319M	0	0	n/a	13	$319M
2012	Mar 28, 2013	$1.5B	$1.5B	0	0	n/a	13	$1.5B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$50.9M	$53.1M	-4.1%	$110M	-22.7%	37	39	0	0

Relationships

Affiliated with (6)

→ ACON EQUITY MANAGEMENT L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ACON LATAM MANAGEMENT, L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ACON INVESTMENTS MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← RSA FMO MANAGER, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ACON SAGA MANAGER L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← RSA SIGNAL MANAGER L.L.C.Registered adviserother investment adviser, common control
factForm ADV

Advises (14)

→ ACON-BASTION PARTNERS II (OFFSHORE), L.P.Private fundPrivate Equity Fund, IA
Feb 23, 2012 to presentfactForm ADV
→ ACON-BASTION PARTNERS II, L.P.Private fundPrivate Equity Fund, IA
Feb 23, 2012 to presentfactForm ADV
→ ACON INVESTMENT PARTNERS VI, L.P.Private fundPrivate Equity Fund, IA
Feb 23, 2012 to presentfactForm ADV
→ ACON INVESTMENT PARTNERS IV L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Mar 31, 2017factForm ADV
→ ACON INVESTMENT PARTNERS III-B L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Mar 31, 2017factForm ADV
→ ACON REFINING PARTNERS, L.L.C.Private fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Mar 31, 2017factForm ADV
→ ACON INVESTMENT PARTNERS V L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Mar 31, 2017factForm ADV
→ ACON INVESTMENT PARTNERS I, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Mar 30, 2016factForm ADV
→ ACON ANNEX FUND LPPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Mar 30, 2016factForm ADV
→ ACON PPHI, L.L.C.Private fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2015 to Mar 30, 2016factForm ADV
→ ACON INVESTMENT PARTNERS III-C, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 28, 2013 to Nov 13, 2015factForm ADV
→ ACON INVESTMENT PARTNERS III L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Nov 13, 2015factForm ADV
→ ACON INVESTMENT PARTNERS II-B L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Nov 13, 2015factForm ADV
→ ACON INVESTMENT PARTNERS II L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 23, 2012 to Nov 13, 2015factForm ADV

Controls (7)

← BRON, WILLIAMOwnerMANAGING MEMBER, ownership code B, individual
Feb 23, 2012 to presentfactForm ADV
← BROTMAN, KENNETH, ROSSOwnerMANAGING MEMBER, ownership code C, individual
Feb 23, 2012 to presentfactForm ADV
← WAIDA, MASUMIOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV
← GINNS, JONATHANOwnerMANAGING MEMBER, ownership code C, individual
Feb 23, 2012 to presentfactForm ADV
← ARONSON, BERNARDOwnerMANAGING MEMBER, ownership code C, individual
Feb 23, 2012 to presentfactForm ADV
← JINICH, DANIELOwnerMANAGING MEMBER, ownership code NA, individual
Feb 23, 2012 to presentfactForm ADV
← BERNSTEIN, TERESA, YOUNGOwnerCOO, GC, CCO, ownership code NA, individual
Aug 15, 2013 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2020
Control person left
Akini Kwame Lewis (Cfo) no longer on Schedule A of Acon Funds Management, Llc (listed 2019-03-30, absent 2020-03-30)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2020
Control person joined
Masumi Waida (Chief Financial Officer) appeared on Schedule A of Acon Funds Management, Llc
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dae554d2-42b4-9064-d4ed-8efe8e1d2af5
First observed: Feb 23, 2012
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACON FUNDS MANAGEMENT, LLC

ACON FUNDS MANAGEMENT, L.L.C., CRD 158186

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dae554d2-42b4-9064-d4ed-8efe8e1d2af5

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ACON-BASTION PARTNERS II, L.P.

Private Equity Fund

$44.8M

Mar 31, 2021

Feb 23, 2012

reported

n/a

ACON-BASTION PARTNERS II (OFFSHORE), L.P.

Private Equity Fund

$6.1M

Mar 31, 2021

Feb 23, 2012

reported

n/a

ACON INVESTMENT PARTNERS II-B L.P.

Private Equity Fund

$1.0M

Nov 13, 2015

Feb 23, 2012

dropped

n/a

ACON REFINING PARTNERS, L.L.C.

Private Equity Fund

$793,679

Mar 31, 2017

Feb 23, 2012

dropped

n/a

ACON PPHI, L.L.C.

Private Equity Fund

$697,151

Mar 30, 2016

Mar 31, 2015

dropped

n/a

ACON INVESTMENT PARTNERS I, L.P.

Private Equity Fund

$281,629

Mar 30, 2016

Feb 23, 2012

dropped

n/a

ACON ANNEX FUND LP

Private Equity Fund

$218,180

Mar 30, 2016

Feb 23, 2012

dropped

n/a

ACON INVESTMENT PARTNERS III-B L.P.

Private Equity Fund

$198,638

Mar 31, 2017

Feb 23, 2012

dropped

n/a

ACON INVESTMENT PARTNERS IV L.P.

Private Equity Fund

$143,649

Mar 31, 2017

Feb 23, 2012

dropped

n/a

ACON INVESTMENT PARTNERS V L.P.

Private Equity Fund

$34,057

Mar 31, 2017

Feb 23, 2012

dropped

n/a

ACON INVESTMENT PARTNERS III L.P.

Private Equity Fund

Nov 13, 2015

Feb 23, 2012

dropped

n/a

ACON INVESTMENT PARTNERS VI, L.P.

Private Equity Fund

Mar 31, 2021

Feb 23, 2012

reported

n/a

ACON INVESTMENT PARTNERS II L.P.

Private Equity Fund

Nov 13, 2015

Feb 23, 2012

dropped

n/a

ACON INVESTMENT PARTNERS III-C, L.P.

Private Equity Fund

Nov 13, 2015

Mar 28, 2013

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARONSON, BERNARD

MANAGING MEMBER

yes

08/2006

Feb 23, 2012

Mar 31, 2021

BERNSTEIN, TERESA, YOUNG

COO, GC, CCO

yes

01/2019

Aug 15, 2013

Mar 31, 2021

BRON, WILLIAM

MANAGING MEMBER

yes

08/2006

Feb 23, 2012

Mar 31, 2021

BROTMAN, KENNETH, ROSS

MANAGING MEMBER

yes

08/2006

Feb 23, 2012

Mar 31, 2021

GINNS, JONATHAN

MANAGING MEMBER

yes

08/2006

Feb 23, 2012

Mar 31, 2021

JINICH, DANIEL

MANAGING MEMBER

yes

08/2006

Feb 23, 2012

Mar 31, 2021

WAIDA, MASUMI

CHIEF FINANCIAL OFFICER

yes

08/2019

Mar 30, 2020

Mar 31, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACON EQUITY MANAGEMENT, L.L.C.

n/a

Asset manager

$4.2B

yes

n/a

ACON LATAM MANAGEMENT, L.L.C.

n/a

Asset manager

$1.2B

yes

n/a

ACON INVESTMENTS MANAGEMENT, L.L.C.

n/a

Asset manager

$193M

yes

n/a

A.I. BASEBALL L.L.C.

n/a

yes

n/a

ACON ALAOF GENPAR LTD.

n/a

yes

n/a

ACON ALAOF IV GENPAR, LTD.

n/a

yes

n/a

ACON ALSUR GP, L.L.C.

n/a

yes

n/a

ACON ALSUR GP, S.L.

n/a

yes

n/a

ACON BASTION GENPAR L.L.C.

n/a

yes

n/a

ACON BEAUTY MANAGER, L.L.C.

n/a

yes

n/a

ACON BIOS GENPAR, L.L.C.

n/a

yes

n/a

ACON BRASIL INFRA HOLDINGS GP, L.L.C.

n/a

yes

n/a

ACON BRAZIL NATAL HOLDINGS GP, L.L.C.

n/a

yes

n/a

ACON CO-INVEST (SUZO) GP, L.L.C.

n/a

yes

n/a

ACON CONTENUR GP S.A.R.L.

n/a

yes

n/a

ACON EQUITY GENPAR, L.L.C.

n/a

yes

n/a

ACON EQUITY IV GENPAR, L.L.C.

n/a

yes

n/a

ACON EUROPE GP, L.L.C.

n/a

yes

n/a

ACON FIESTA MANAGER, L.L.C.

n/a

yes

n/a

ACON FLEET MANAGER, L.L.C.

n/a

yes

n/a

ACON FUNKO MANAGER, LLC

n/a

yes

n/a

ACON GERMAINE GP, L.L.C.

n/a

yes

n/a

ACON GERMAINE, S.A.R.L.

n/a

yes

n/a

ACON IGLOO MANAGER, LLC

n/a

yes

n/a

ACON IWP MANAGER, L.L.C.

n/a

yes

n/a

ACON MEXICO RETAIL HOLDINGS GENPAR, L.L.C.

n/a

yes

n/a

ACON SEQUITUR MANAGER, LLC

n/a

yes

n/a

ACON TV MANAGER, L.L.C.

n/a

yes

n/a

AEP IV LR CO-INVESTMENTS GENPAR, L.L.C.

n/a

yes

n/a

AEP IV OPERF CO-INVESTMENTS MANAGER, L.L.C.

n/a

yes

n/a

AIP VI GENPAR L.L.C.

n/a

yes

n/a

ALAOF GENPAR, L.L.C.

n/a

yes

n/a

ALAOF IV GENPAR, L.L.C.

n/a

yes

n/a

ALAOF MANAGEMENT MEXICO, S. DE R.L. DE C.V.

n/a

yes

n/a

CITLA ENERGY HOLDINGS GP, L.L.C.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$50.9M

2019

Mar 30, 2020

$53.1M

2018

Mar 30, 2019

$85.6M

$85.3M

2017

Mar 28, 2018

$110M

2016

Mar 31, 2017

$125M

n/a

$125M

2015

Mar 30, 2016

$202M

n/a

$203M

2014

Mar 31, 2015

$358M

n/a

$358M

2013

Mar 31, 2014

$319M

n/a

$319M

2012

Mar 28, 2013

$1.5B

n/a

$1.5B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$50.9M

$53.1M

-4.1%

$110M

-22.7%