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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | Decatur, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Mar 6, 2023 | n/a | yes | Decatur, GA|NEW ORLEANS, LA | Current employment |
| VERACITY CAPITAL LLC | Independent wealth | Jun 26, 2020 | Feb 3, 2023 | no | Atlanta, GA|ATLANTA, GA | Previous registration |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 4, 2020 | Jun 9, 2020 | no | Atlanta, GA|PLYMOUTH, MN | Previous registration |
| JOYN ADVISORS, INC. | Former SEC adviser | Jul 26, 2018 | Apr 30, 2020 | no | ATLANTA, GA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 20, 2018 | Nov 26, 2019 | no | ATLANTA, GA | Previous registration |
| ACG WEALTH INC. | Former SEC adviser | Dec 1, 2016 | Jul 9, 2018 | no | ATLANTA, GA | Previous registration |
| ACG WEALTH INC. | Former SEC adviser | Jan 29, 2013 | Oct 5, 2016 | no | GREENVILLE, SC|ATLANTA, GA|DECATUR, GA | Previous registration |
| CERTUS INVESTMENT ADVISORS, LLC | Former SEC adviser | Jun 21, 2012 | Nov 26, 2012 | no | GREENVILLE, SC|CHARLOTTE, NC | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | May 9, 2007 | Jun 25, 2010 | no | Atlanta North Point, GA | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Dec 7, 2005 | Jun 27, 2007 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VERACITY CAPITAL LLC | NEWEDGE ADVISORS | Feb 3, 2023 | Mar 6, 2023 | 31 | Firm change | RIA to ibd |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | VERACITY CAPITAL LLC | Jun 9, 2020 | Jun 26, 2020 | 17 | Firm change | Ibd to RIA |
| JOYN ADVISORS, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Apr 30, 2020 | May 4, 2020 | 4 | Firm change | RIA to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | JOYN ADVISORS, INC. | Nov 26, 2019 | Jul 26, 2018 | -488 | Firm change after gap | Ibd to RIA |
| ACG WEALTH INC. | SECURIAN FINANCIAL SERVICES, INC. | Jul 9, 2018 | Jul 20, 2018 | 11 | Firm change | RIA to ibd |
| CERTUS INVESTMENT ADVISORS, LLC | ACG WEALTH INC. | Nov 26, 2012 | Jan 29, 2013 | 64 | Firm change | Other |
| ROBERT W. BAIRD & CO. INCORPORATED | CERTUS INVESTMENT ADVISORS, LLC | Jun 25, 2010 | Jun 21, 2012 | 727 | Firm change after gap | Other |
| STERNE AGEE ASSET MANAGEMENT, INC. | ROBERT W. BAIRD & CO. INCORPORATED | Jun 27, 2007 | May 9, 2007 | -49 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106725:116407:GA:2020-04-30 | Apr 30, 2020 | May 4, 2020 | ATLANTA, GA | Firm change |