This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VALLEY FINANCIAL MANAGEMENT, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2016earliest registration or exam on IAPD

Years in industry

9derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

1

Exams

S66

First exam

Feb 16, 2018

First registration

Feb 21, 2018

Dual registered

yes, broker-dealer

Other names

ALEXANDER JOSEPH NOTARO

IAPD individual key

6777398

Graph

RIA / Wealth Management

Canonical id

dfx:ria:96b9f4b8-31fa-98f2-afc7-4f78d92caf02

First observed

Feb 21, 2018

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.