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RIA / WealthAdvisorCertified Financial Planner15 years in industry

SAMUEL I OGBONNA

Advisor at SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC

Dallas, TX | COLUMBIA, SC

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Search this name across graphsid dfx:ria:96cfdf19-988b-d93d-0ac6-bec3368fa03c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 25, 2010
First registration: Oct 26, 2010
Dual registered: no
Other names: SAMUEL OGBONNA|SAMUEL I OGBONNA|SAM OGBONNA|SAMUEL I OGBONNA|SAMUEL IKECHUKWU OGBONNA (JR.)|SAMUEL IKECHUKWU OGBONNA
IAPD individual key: 5737630

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC	Other adviser	Apr 5, 2021	n/a	yes	COLUMBIA, SC\|Dallas, TX	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 18, 2015	Apr 5, 2021	no	PLANO, TX\|DALLAS, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Aug 15, 2012	Nov 11, 2015	no	ADDISON, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	May 12, 2011	Aug 15, 2012	no	SAN ANTONIO, TX	Previous registration
WADDELL & REED	Former SEC adviser	Oct 26, 2010	Feb 18, 2011	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC	Apr 5, 2021	Apr 5, 2021	0	Firm change	Wirehouse to RIA
USAA FINANCIAL PLANNING SERVICES	UBS FINANCIAL SERVICES INC.	Nov 11, 2015	Nov 18, 2015	7	Firm change	Other
USAA INVESTMENT SERVICES COMPANY	USAA FINANCIAL PLANNING SERVICES	Aug 15, 2012	Aug 15, 2012	0	Channel change	Other
WADDELL & REED	USAA INVESTMENT SERVICES COMPANY	Feb 18, 2011	May 12, 2011	83	Firm change	Other

Relationships

Registered with (5)

→ SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 5, 2021 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 18, 2015 to Apr 5, 2021factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 15, 2012 to Nov 11, 2015factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
May 12, 2011 to Aug 15, 2012factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 26, 2010 to Feb 18, 2011factForm ADV

Dated events

No dated event names this entity yet.