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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Ross Rubinstein

Advisor at FREESTONE CAPITAL MANAGEMENT, LLC

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96dcb8c6-a7da-238a-405c-6ce693872c2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FREESTONE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 1, 2014
First registration: Apr 4, 2014
Dual registered: no
Other names: ROSS MICHAEL RUBINSTEIN
IAPD individual key: 6243657

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FREESTONE CAPITAL MANAGEMENT, LLC	Independent wealth	Apr 21, 2021	n/a	yes	SEATTLE, WA	Current employment
BRIGHTON JONES LLC	Independent wealth	Dec 12, 2018	Apr 14, 2021	no	SEATTLE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jul 26, 2017	Jun 18, 2018	no	New York, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 19, 2015	Jun 16, 2017	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 4, 2014	Jul 27, 2015	no	JENKINTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRIGHTON JONES LLC	FREESTONE CAPITAL MANAGEMENT, LLC	Apr 14, 2021	Apr 21, 2021	7	Firm change	RIA to RIA
MORGAN STANLEY	BRIGHTON JONES LLC	Jun 18, 2018	Dec 12, 2018	177	Firm change	Wirehouse to RIA
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Jun 16, 2017	Jul 26, 2017	40	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jul 27, 2015	Aug 19, 2015	23	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:NY:2017-06-05	Jun 16, 2017	Jul 26, 2017	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ FREESTONE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 21, 2021 to presentfactForm ADV
→ BRIGHTON JONES LLCRegistered adviserregistration: previous registration
Dec 12, 2018 to Apr 14, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 26, 2017 to Jun 18, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 19, 2015 to Jun 16, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 4, 2014 to Jul 27, 2015factForm ADV

Dated events

No dated event names this entity yet.