DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PURSUE WEALTH PARTNERS, LLC
ALAMO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PURSUE WEALTH PARTNERS, LLC | Independent wealth | May 5, 2023 | n/a | yes | ALAMO, CA|ALAMO, CA | Current employment |
| ICAPITAL WEALTH LLC | Former SEC adviser | Nov 6, 2020 | Jun 6, 2023 | no | CLAYTON, CA | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 6, 2016 | Dec 2, 2020 | no | San Francisco, CA | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Sep 19, 2013 | Sep 6, 2016 | no | SAN FRANCISCO, CA | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Jun 22, 2010 | Oct 1, 2013 | no | SAN FRANCISCO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 25, 2008 | Jun 15, 2010 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ICAPITAL WEALTH LLC | PURSUE WEALTH PARTNERS, LLC | Jun 6, 2023 | May 5, 2023 | -32 | Firm change after gap | RIA to new firm |
| RAYMOND JAMES & ASSOCIATES, INC. | ICAPITAL WEALTH LLC | Dec 2, 2020 | Nov 6, 2020 | -26 | Firm change | Ibd to new firm |
| DEUTSCHE BANK SECURITIES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 6, 2016 | Sep 6, 2016 | 0 | Bulk transfer | Other |
| CREDIT SUISSE SECURITIES (USA) LLC | DEUTSCHE BANK SECURITIES INC. | Oct 1, 2013 | Sep 19, 2013 | -12 | Firm change | Other |
| WELLS FARGO ADVISORS | CREDIT SUISSE SECURITIES (USA) LLC | Jun 15, 2010 | Jun 22, 2010 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 311102:326348:CA:2023-06-06 | Jun 6, 2023 | May 5, 2023 | CLAYTON, CA | Firm change after gap |
| 705:311102:CA:2020-12-02 | Dec 2, 2020 | Nov 6, 2020 | SAN FRANCISCO, CA | Firm change |