DFX Intelligence

M•••••• J••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M•••••• J••• M••••••

Advisor at C••••••••• W•••••• L••

Chicago, IL | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:96f22834-7101-83b3-8720-d837353af40d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	May 7, 2026	n/a	yes	Chicago, IL\|LOS ANGELES, CA	Current employment
F•••• P••••••• W•••••• L••	Independent wealth	Jan 4, 2026	Mar 16, 2026	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• P••••••• W•••••• L••	C••••••••• W•••••• L••	Mar 16, 2026	May 7, 2026	52	Firm change	RIA to RIA
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 16, 2026	Jan 4, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
168794:282241:IL:2024-03-21	Mar 21, 2024	Mar 1, 2024	CHICAGO, IL	Firm change
149472:168794:IL:2017-11-15	Nov 16, 2017	Nov 16, 2017	CHICAGO, IL	Firm change

Relationships

Registered with (5)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ F•••• P••••••• W•••••• L••Registered adviserregistration: previous registration
Jan 4, 2026 to Mar 16, 2026factForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 1, 2024 to Mar 16, 2026factForm ADV
→ T•••••• C••••••• L••

Dated events

Occurred
Mar 16, 2026
Advisor changed firm
M•••••• J••• M•••••• left F•••• P••••••• W•••••• L•• for C••••••••• W•••••• L•• (registered 2026-05-07)
Form ADVobserved 7 days ago
Occurred
Mar 21, 2024
Advisor changed firm
M•••••• J••• M•••••• left T•••••• C••••••• L•• for N••••••••• A•••• M••••••••• L•• (registered 2024-03-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96f22834-7101-83b3-8720-d837353af40d
First observed: Aug 1, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.