DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• J••• M••••••

C••••••••• W•••••• L••independent RIAChicago, Il IA-onlyIAPD 6180858

Feed of 09/14/2026

At current firm

0 y

since May 7, 2026

In the industry

13 y

since Jan 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• W•••••• L•• independent RIA current
since May 7, 2026 · Chicago, Il
F•••• P••••••• W•••••• L•• independent RIA
Jan 4, 2026 to Mar 16, 2026 · Chicago, Il
N••••••••• A•••• M••••••••• L•• independent RIA
Mar 1, 2024 to Dec 31, 2024 · Chicago, Il
N••••••••• A•••• M••••••••• L•• independent RIA
Mar 1, 2024 to Mar 16, 2026 · Stamford, Ct
T•••••• C••••••• L•• former
Nov 16, 2017 to Mar 21, 2024 · Chicago, Il
B••••••••• S•••••••• W••••• M••••••••• G•••• L•• former
Aug 1, 2013 to Nov 16, 2017 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

F•••• P••••••• W•••••• L•• to C••••••••• W•••••• L••
left Mar 16, 2026, registered May 7, 2026 (52 days) · RIA to RIA
N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••
left Mar 16, 2026, registered Jan 4, 2026 (-71 days) · corporate re-registration, not a move
T•••••• C••••••• L•• to N••••••••• A•••• M••••••••• L••
left Mar 21, 2024, registered Mar 1, 2024 (-20 days) · RIA to RIA · moved with a team
B••••••••• S•••••••• W••••• M••••••••• G•••• L•• to T•••••• C••••••• L••
left Nov 16, 2017, registered Nov 16, 2017 (0 days) · Other · moved with a team

Signals

M•••••• J••• M•••••• left F•••• P••••••• W•••••• L•• for C••••••••• W•••••• L•• (registered 2026-05-07)
Mar 16, 2026 · Advisor changed firm · fact
M•••••• J••• M•••••• left T•••••• C••••••• L•• for N••••••••• A•••• M••••••••• L•• (registered 2024-03-01)
Mar 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address