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J•••••• S• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

J•••••• S• W••••••••

Advisor at I•• C••••••• L••

FOSTER CITY, CA

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Search this name across graphsid dfx:ria:9703940f-3b85-64f8-1779-681f049eef1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C••••••• L••	Independent wealth	Jun 11, 2019	n/a	yes	FOSTER CITY, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Jan 7, 2013	Jun 4, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	I•• C••••••• L••	Jun 4, 2019	Jun 11, 2019	7	Firm change	Ibd to new firm
L••••••• C••••••• L••	J••• M••••• P•••••• W••••• A••••••• L••	Feb 1, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108559:301819:CA:2019-06-04	Jun 4, 2019	Jun 11, 2019	PALO ALTO, CA	Firm change

Relationships

Registered with (4)

→ I•• C••••••• L••Registered adviserregistration: current employment
Jun 11, 2019 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jan 7, 2013 to Jun 4, 2019factForm ADV
→ L••••••• C••••••• L••Registered adviserregistration: previous registration
Jun 12, 2008 to Feb 1, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9703940f-3b85-64f8-1779-681f049eef1c
First observed: Feb 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.