DFX Intelligence

G••• P••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

G••• P••• R••••••••

Advisor at O••••••• A••••••• S••••••• L••

North Little Rock, AR

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Search this name across graphsid dfx:ria:970ae2bc-dfb2-5cf8-d44e-fa3beb48fd52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• A••••••• S••••••• L••	Independent wealth	Jan 4, 2021	n/a	yes	North Little Rock, AR	Current employment
O••••••• A••••••• S••••••• L••	Independent wealth	Jan 16, 2020	Dec 31, 2020	no	North Little Rock, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• C•••••• M••••••••• L••	O••••••• A••••••• S••••••• L••	Jan 21, 2020	Jan 16, 2020	-5	Firm change	RIA to new firm

Relationships

Registered with (2)

→ O••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 16, 2020 to Dec 31, 2020factForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 6, 2010 to Jan 21, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:970ae2bc-dfb2-5cf8-d44e-fa3beb48fd52
First observed: Jul 6, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.