DFX Intelligence

J•••• E•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J•••• E•••••• C••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:970faad5-b2c2-0ca5-0246-59019b1bfcb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 27, 2024	n/a	yes	SAN DIEGO, CA\|SAN ANTONIO, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2024	n/a	yes	SAN DIEGO, CA\|San Antonio, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• I••••••••• C••••••	L•• F•••••••• L••	May 7, 2024	May 1, 2024	-6	Firm change	RIA to ibd
V•••••• C•••••• M••••••••• I•••	S••• I••••••••• C••••••	Jun 18, 2021	Sep 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
5475:106352:TX:2016-11-08	Nov 8, 2016	Nov 3, 2016	SAN ANTONIO, TX	Firm change

Relationships

Registered with (8)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 27, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
May 1, 2024 to presentfactForm ADV
→ S••• I••••••••• C••••••Registered adviserregistration: previous registration
Sep 21, 2021 to May 7, 2024factForm ADV
→ V•••••• C•••••• M••••••••• I•••

Dated events

Occurred
May 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:970faad5-b2c2-0ca5-0246-59019b1bfcb6
First observed: Sep 17, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.