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G•••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

G•••••••• D••••••

Advisor at A••••• A•• P••••••• S•••••••

Pittsburgh, PA | New Kensington, PA

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Search this name across graphsid dfx:ria:97207cc6-988d-9144-93b7-7a48d99478a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 10, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Apr 25, 2023	n/a	yes	Pittsburgh, PA\|New Kensington, PA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	May 13, 2022	Mar 24, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Mar 24, 2023	May 13, 2022	-315	Channel change	RIA to ibd
C•••••• S••••• • C••• I•••	A••••• A•• P••••••• S•••••••	Mar 24, 2023

Relationships

Registered with (6)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 10, 2014 to Nov 13, 2020factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 25, 2022 to Mar 24, 2023factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 13, 2022 to Mar 24, 2023factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Mar 24, 2023
Advisor changed firm
G•••••••• D•••••• left C•••••• S••••• • C••• I••• for A••••• A•• P••••••• S••••••• (registered 2023-04-25)
Form ADVobserved 6 days ago
Occurred
Mar 7, 2022
Advisor changed firm
G•••••••• D•••••• left L•• F•••••••• L•• for T• A••••••••• I••• (registered 2022-02-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97207cc6-988d-9144-93b7-7a48d99478a0
First observed: Oct 10, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.