DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••••• D••••••

A••••• A•• P••••••• S•••••••BD affiliatedPittsburgh, Pa dual registrantIAPD 6109411

Feed of 09/15/2026

Also filed as Carlo D••••••

At current firm

3 y

since Apr 25, 2023

In the industry

14 y

since Jun 8, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Apr 25, 2023 · Pittsburgh, Pa
C•••••• S••••• • C••• I••• national BD
May 13, 2022 to Mar 24, 2023 · Cranberry Township, Pa
T• A••••••••• I••• former
Feb 25, 2022 to Oct 14, 2022 · Pittsburgh, Pa
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 25, 2022 to Mar 24, 2023 · Pittsburgh, Pa
L•• F•••••••• L•• BD affiliated
Mar 12, 2021 to Mar 7, 2022 · Mc Kees Rocks, Pa
A••••• A•• P••••••• S••••••• BD affiliated
Jun 10, 2014 to Nov 13, 2020 · Pittsburgh, Pa
S••••••••• independent RIA
Oct 10, 2012 to May 27, 2014 · Troy, Mi

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Mar 24, 2023, registered May 13, 2022 (-315 days) · channel change inside one enterprise, not a move
C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Mar 24, 2023, registered Apr 25, 2023 (32 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Feb 25, 2022 (-231 days) · corporate re-registration, not a move
L•• F•••••••• L•• to T• A••••••••• I•••
left Mar 7, 2022, registered Feb 25, 2022 (-10 days) · Other
A••••• A•• P••••••• S••••••• to L•• F•••••••• L••
left Nov 13, 2020, registered Mar 12, 2021 (119 days) · Affiliated broker-dealer or bank to another
S••••••••• to A••••• A•• P••••••• S•••••••
left May 27, 2014, registered Jun 10, 2014 (14 days) · Other

Signals

G•••••••• D•••••• left C•••••• S••••• • C••• I••• for A••••• A•• P••••••• S••••••• (registered 2023-04-25)
Mar 24, 2023 · Advisor changed firm · fact
G•••••••• D•••••• left L•• F•••••••• L•• for T• A••••••••• I••• (registered 2022-02-25)
Mar 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address