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RIA / WealthAdvisor28 years in industry

Raymond Steven Gettins

Advisor at UNITED ADVISOR GROUP

CINCINNATI, OH

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Search this name across graphsid dfx:ria:97259ced-ae6d-7604-2fcb-953411d18077

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED ADVISOR GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 2, 1998
First registration: Mar 8, 2010
Dual registered: no
Other names: RAYMOND S GETTINS|RAYMOND VANKOUGHNET
IAPD individual key: 2176190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED ADVISOR GROUP	Independent wealth	Feb 3, 2023	n/a	yes	CINCINNATI, OH	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 17, 2017	Sep 21, 2022	no	Cincinnati, OH\|Cincinnati, OH	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 13, 2017	Oct 17, 2017	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
ABSOLUTE CAPITAL MANAGEMENT, LLC	Independent wealth	Sep 23, 2015	Feb 21, 2017	no	WYOMING, OH\|PITTSBURGH, PA	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Oct 30, 2012	Sep 15, 2015	no	DENVER, CO	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Sep 26, 2011	Nov 1, 2012	no	CINCINNATI, OH	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	May 14, 2010	Sep 9, 2011	no	CINCINNATI, OH	Previous registration
MAIN STREET FAMILY ADVISORS, INC.	n/a	Mar 8, 2010	Jul 15, 2010	no	SHARONVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	UNITED ADVISOR GROUP	Sep 21, 2022	Feb 3, 2023	135	Firm change	Ibd to new firm
INVEST FINANCIAL CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 17, 2017	Oct 17, 2017	0	Firm change	Other
ABSOLUTE CAPITAL MANAGEMENT, LLC	INVEST FINANCIAL CORPORATION	Feb 21, 2017	Feb 13, 2017	-8	Firm change	Other
CURIAN CAPITAL, LLC	ABSOLUTE CAPITAL MANAGEMENT, LLC	Sep 15, 2015	Sep 23, 2015	8	Firm change	Other
ONEAMERICA SECURITIES, INC.	CURIAN CAPITAL, LLC	Nov 1, 2012	Oct 30, 2012	-2	Firm change	Other
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	ONEAMERICA SECURITIES, INC.	Sep 9, 2011	Sep 26, 2011	17	Firm change	Other
MAIN STREET FAMILY ADVISORS, INC.	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Jul 15, 2010	May 14, 2010	-62	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:134139:OH:2017-10-17	Oct 17, 2017	Oct 17, 2017	CINCINNATI, OH	Firm change

Relationships

Registered with (8)

→ UNITED ADVISOR GROUPRegistered adviserregistration: current employment
Feb 3, 2023 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 17, 2017 to Sep 21, 2022factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 13, 2017 to Oct 17, 2017factForm ADV
→ ABSOLUTE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 23, 2015 to Feb 21, 2017factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Oct 30, 2012 to Sep 15, 2015factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Sep 26, 2011 to Nov 1, 2012factForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
May 14, 2010 to Sep 9, 2011factForm ADV
→ MAIN STREET FAMILY ADVISORS, INC.Registered adviserregistration: previous registration
Mar 8, 2010 to Jul 15, 2010factForm ADV

Dated events

Occurred
Sep 21, 2022
Advisor changed firm
Raymond Steven Gettins left Cambridge Investment Research Advisors, Inc. for United Advisor Group (registered 2023-02-03)
Form ADVobserved 4 days ago