RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Raymond Steven Gettins
- founder other
- “Ray was also a founding member of US Veteran Resources, where he assisted veterans and their families for over a decade.”reportedmodwealthmethods.comthe sentence on the bio page
- Years, as the firm states
- 30reportedmodwealthmethods.com“Raymond Gettins is a graduate of Miami University with more than 30 years of experience in the financial services industry.”
- Professional profile
- modwealthmethods.com/about-raymond-gettins-modern-wealth-methodsreportedmodwealthmethods.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- United Advisor Group independent RIA currentsince Feb 3, 2023 · Cincinnati, Oh
- Cambridge Investment Research Advisors, Inc. BD affiliatedOct 17, 2017 to Sep 21, 2022 · Cincinnati, Oh
- Invest Financial Corporation formerFeb 13, 2017 to Oct 17, 2017 · Cincinnati, Oh
- Absolute Capital Management, LLC independent RIASep 23, 2015 to Feb 21, 2017 · Wyoming, Oh
- Curian Capital, LLC formerOct 30, 2012 to Sep 15, 2015 · Denver, Co
- Oneamerica Securities, Inc. BD affiliatedSep 26, 2011 to Nov 1, 2012 · Cincinnati, Oh
- Sterne Agee Investment Advisor Services, Inc. formerMay 14, 2010 to Sep 9, 2011 · Cincinnati, Oh
- Main Street Family Advisors, Inc. unclassifiedMar 8, 2010 to Jul 15, 2010 · Sharonville, Oh
- Cambridge Investment Research Advisors, Inc. to United Advisor Groupleft Sep 21, 2022, registered Feb 3, 2023 (135 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Invest Financial Corporation to Cambridge Investment Research Advisors, Inc.left Oct 17, 2017, registered Oct 17, 2017 (0 days) · Other · moved with a team
- Absolute Capital Management, LLC to Invest Financial Corporationleft Feb 21, 2017, registered Feb 13, 2017 (-8 days) · Other
- Curian Capital, LLC to Absolute Capital Management, LLCleft Sep 15, 2015, registered Sep 23, 2015 (8 days) · Other
- Oneamerica Securities, Inc. to Curian Capital, LLCleft Nov 1, 2012, registered Oct 30, 2012 (-2 days) · Other
- Sterne Agee Investment Advisor Services, Inc. to Oneamerica Securities, Inc.left Sep 9, 2011, registered Sep 26, 2011 (17 days) · Other
- Main Street Family Advisors, Inc. to Sterne Agee Investment Advisor Services, Inc.left Jul 15, 2010, registered May 14, 2010 (-62 days) · Other
- Raymond Steven Gettins left Cambridge Investment Research Advisors, Inc. for United Advisor Group (registered 2023-02-03)Sep 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address