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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

THOMAS JOSEPH MCGUIRK

Advisor at HIGHTOWER ADVISORS, LLC

Half Moon Bay, CA | CHICAGO, IL

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Search this name across graphsid dfx:ria:972cffe3-2616-06bd-cbcb-c59bfc540a6e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 12, 1998
First registration: Jun 3, 2003
Dual registered: yes, broker-dealer
Other names: TOMMY MCGUIRK
IAPD individual key: 2801132

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Sep 28, 2010	n/a	yes	CHICAGO, IL\|Half Moon Bay, CA	Current employment
MARTIN THOMAS WEALTH MANAGEMENT	n/a	Nov 7, 2008	Sep 27, 2010	no	LOS ALTOS, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 25, 2005	Nov 21, 2008	no	PALO ALTO, CA\|PALO ALTO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 3, 2003	May 24, 2005	no	SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARTIN THOMAS WEALTH MANAGEMENT	HIGHTOWER ADVISORS, LLC	Sep 27, 2010	Sep 28, 2010	1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MARTIN THOMAS WEALTH MANAGEMENT	Nov 21, 2008	Nov 7, 2008	-14	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	May 24, 2005	May 25, 2005	1	Firm change	Other

Relationships

Registered with (4)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Sep 28, 2010 to presentfactForm ADV
→ MARTIN THOMAS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 7, 2008 to Sep 27, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 25, 2005 to Nov 21, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 3, 2003 to May 24, 2005factForm ADV

Dated events

No dated event names this entity yet.