DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Joseph Mcguirk
Feed of 09/15/2026
Also filed as Tommy Mcguirk
At current firm
15 y
since Sep 28, 2010
In the industry
27 y
since Oct 12, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Sep 28, 2010 · Chicago, Il
- Martin Thomas Wealth Management unclassifiedNov 7, 2008 to Sep 27, 2010 · Los Altos, Ca
- Citigroup Global Markets Inc. BD affiliatedMay 25, 2005 to Nov 21, 2008 · Palo Alto, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 3, 2003 to May 24, 2005 · San Mateo, Ca
Moves
a registration end followed by a registration begin elsewhere
- Martin Thomas Wealth Management to Hightower Advisors, LLCleft Sep 27, 2010, registered Sep 28, 2010 (1 days) · Other
- Citigroup Global Markets Inc. to Martin Thomas Wealth Managementleft Nov 21, 2008, registered Nov 7, 2008 (-14 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left May 24, 2005, registered May 25, 2005 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address