DFX Intelligence

T•••• E••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

T•••• E••••• W•••••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA | Wheaton, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Apr 17, 2025	n/a	yes	SAN DIEGO, CA\|Wheaton, IL	Current employment
F•••••••• W••••• M••••••••• L••	Former SEC adviser	Dec 14, 2016	Oct 31, 2025	no	WHEATON, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• W••••• M••••••••• L••	P••• F•••••••• A•••••••• L••	Oct 31, 2025	Apr 17, 2025	-197	Firm change after gap	RIA to RIA
L•• F•••••••• L••	F••• W••••• M••••••••• L••	May 27, 2016	Jan 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
173771:144316:IL:2025-10-31	Oct 31, 2025	Apr 17, 2025	WHEATON, IL	Firm change after gap

Relationships

Registered with (5)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ F•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2016 to Oct 31, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2009 to May 27, 2016factForm ADV
→ F••• W••••• M••••••••• L••Registered adviser

Dated events

Occurred
Oct 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.