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Advisor at MORGAN HOUSE CAPITAL, LLC
EAST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN HOUSE CAPITAL, LLC | State registered | Jun 6, 2024 | n/a | yes | EAST HARTFORD, CT | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 7, 2023 | Dec 15, 2023 | no | Glastonbury, CT | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 19, 2022 | Mar 17, 2023 | no | SIMSBURY, CT | Previous registration |
| MEDALLION WEALTH ADVISORS, LLC | Independent wealth | Jan 3, 2022 | May 24, 2022 | no | FARMINGTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | MORGAN HOUSE CAPITAL, LLC | Dec 15, 2023 | Jun 6, 2024 | 174 | Firm change | Ibd to state RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | PRUCO SECURITIES, LLC | Mar 17, 2023 | Sep 7, 2023 | 174 | Firm change | Ibd to ibd |
| MEDALLION WEALTH ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | May 24, 2022 | Jul 19, 2022 | 56 | Firm change | RIA to ibd |