DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• W••••• B••••

M••••• H•••• C••••••• L••state registeredEast Hartford, CtIA-onlyIAPD 7478292

Feed of 09/14/2026

Also filed as J••• W B••••

At current firm

2 y

since Jun 6, 2024

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• H•••• C••••••• L•• state registered current
since Jun 6, 2024 · East Hartford, Ct
P•••• S••••••••• L•• no RAUM
Sep 7, 2023 to Dec 15, 2023 · Glastonbury, Ct
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 19, 2022 to Mar 17, 2023 · Simsbury, Ct
M•••••••• W••••• A•••••••• L•• independent RIA
Jan 3, 2022 to May 24, 2022 · Farmington, Ct

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to M••••• H•••• C••••••• L••
left Dec 15, 2023, registered Jun 6, 2024 (174 days) · Affiliated broker-dealer or bank to a state-registered adviser
A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••
left Mar 17, 2023, registered Sep 7, 2023 (174 days) · Affiliated broker-dealer or bank to another
M•••••••• W••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left May 24, 2022, registered Jul 19, 2022 (56 days) · RIA to affiliated broker-dealer or bank

Signals

J••• W••••• B•••• left P•••• S••••••••• L•• for M••••• H•••• C••••••• L•• (registered 2024-06-06)
Dec 15, 2023 · Advisor changed firm · fact
J••• W••••• B•••• left A••••••••• F•••••••• S•••••••• L•• for P•••• S••••••••• L•• (registered 2023-09-07)
Mar 17, 2023 · Advisor changed firm · fact
J••• W••••• B•••• left M•••••••• W••••• A•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-07-19)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address