DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C•••••• I••••••••• I••••••••• L•••

Former SEC-registered adviserNew York, New YorkCRD 109727SEC 801-33684IAPD
Latest filing Jul 1, 2021
First filing on the tape Mar 16, 2012 · 14 filings
RAUM
$46.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.2%
$80,335 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$46.6M as of Jul 1, 2021
Mar 16, 2012$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2021
Mar 6, 20130 then
Employees (5.A)18 as of Jul 1, 2021
Mar 6, 201335 then
Private funds1 as of Jul 23, 2020
Mar 28, 20182 then
RAUM -50% over the last fiscal year-50% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-50%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$46.5M100%
  • Individuals$80,3350.2%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•••• T•••• I••••••••• L••••••no longer reportedOther Private Fund$75.7M1Mar 28, 2018
      C•••• I••••••••• L•••Other Private Fund$37.8M1Mar 28, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • H••••• A•••• · Chairman, Investment Committeecontrol
        since 05/1996 · owns less than 5%
      • H•••••••• P••••• J••••• · Chief Operating Officercontrol
        since 03/2009 · owns less than 5%
      • Y•••••• M••••••• S•••• · Chairmancontrol
        since 11/1988 · owns less than 5%
      • Y•••••• S••••• T•••• · Co-President Of General Partnercontrol
        since 11/1988 · owns less than 5%
      • H••••• J•••••• L•••• · Chief Compliance Officer
        since 01/2018 · owns less than 5%
      Entity owners
      • C•••••• I••••••••• I••••••••• G••••• L••• · L•••••• Partner
        direct · owns 50% to 75%
      • T• I••••••••• C••••••••• · General Partner
        direct · owns less than 5%
      • P••••••• H••••••• F•• F•••••••• I••••••••• · L•••••• Partner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list C•••••• I••••••••• I••••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Cairo, Egypt (United Arab Republic)7 employees
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 3
        Jul 23, 2020 to Jul 1, 2021
      • Advisory employees · 10 to 9
        Jul 23, 2020 to Jul 1, 2021
      • Pooled vehicle clients · 3 to 2
        Jul 23, 2020 to Jul 1, 2021
      • Employees · 20 to 18
        Jul 23, 2020 to Jul 1, 2021
      • Private funds · 1 to unset
        Jul 23, 2020 to Jul 1, 2021
      • Discretionary RAUM · $93.1M to $46.6M
        Jul 23, 2020 to Jul 1, 2021
      • Individual RAUM · $79,656 to $80,335
        Jul 23, 2020 to Jul 1, 2021
      • Pooled vehicle RAUM · $93.0M to $46.5M
        Jul 23, 2020 to Jul 1, 2021
      • RAUM · $93.1M to $46.6M
        Jul 23, 2020 to Jul 1, 2021
      • Related adviser · true to false
        Jul 23, 2020 to Jul 1, 2021
      • Accounts · 4 to 6
        Mar 29, 2019 to Jul 23, 2020
      • Advisory employees · 12 to 10
        Mar 29, 2019 to Jul 23, 2020
      • Employees · 22 to 20
        Mar 29, 2019 to Jul 23, 2020
      • Discretionary RAUM · $176M to $93.1M
        Mar 29, 2019 to Jul 23, 2020
      • Individual RAUM · $75,235 to $79,656
        Mar 29, 2019 to Jul 23, 2020
      • Pooled vehicle RAUM · $176M to $93.0M
        Mar 29, 2019 to Jul 23, 2020
      • RAUM · $176M to $93.1M
        Mar 29, 2019 to Jul 23, 2020
      • Related broker-dealer · true to false
        Mar 29, 2019 to Jul 23, 2020
      • Accounts · 6 to 4
        Mar 28, 2018 to Mar 28, 2019
      • Advisory employees · 10 to 12
        Mar 28, 2018 to Mar 28, 2019
      • Pooled vehicle clients · 5 to 3
        Mar 28, 2018 to Mar 28, 2019
      • Employees · 24 to 22
        Mar 28, 2018 to Mar 28, 2019
      • Private funds · 2 to 1
        Mar 28, 2018 to Mar 28, 2019
      • Discretionary RAUM · $364M to $176M
        Mar 28, 2018 to Mar 28, 2019
      • Individual RAUM · $76,969 to $75,235
        Mar 28, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $364M to $176M
        Mar 28, 2018 to Mar 28, 2019
      • RAUM · $364M to $176M
        Mar 28, 2018 to Mar 28, 2019
      • Accounts · 9 to 6
        Mar 30, 2017 to Mar 28, 2018
      • Advisory employees · 12 to 10
        Mar 30, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 5.0
        Mar 30, 2017 to Mar 28, 2018
      • Employees · 35 to 24
        Mar 30, 2017 to Mar 28, 2018
      • Financial planning clients · 0 to unset
        Mar 30, 2017 to Mar 28, 2018
      • Other offices · unset to 1.0
        Mar 30, 2017 to Mar 28, 2018
      • Private funds · unset to 2
        Mar 30, 2017 to Mar 28, 2018
      • Discretionary RAUM · $293M to $364M
        Mar 30, 2017 to Mar 28, 2018
      • Individual RAUM · unset to 76969.0
        Mar 30, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 363608469.0
        Mar 30, 2017 to Mar 28, 2018
      • RAUM · $293M to $364M
        Mar 30, 2017 to Mar 28, 2018
      • Accounts · 35 to 9
        Sep 26, 2016 to Mar 30, 2017
      • Organization form · Partnership to Limited Partnership
        Sep 26, 2016 to Mar 30, 2017
      Signals
      2 dated events
      • Laura Osman (Chief Investment Officer) no longer on Schedule A of C•••••• I••••••••• I••••••••• L••• (listed 2020-07-23, absent 2021-07-01)
        Jul 1, 2021 · Control person left · inference
      • C•••••• I••••••••• I••••••••• L••• reported RAUM $176.3M, down 52% from $363.7M (2018-03-28 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026