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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

RICHARD TODD HOLDEN

Advisor at NORTHWEST FINANCIAL ADVISORS LLC

HERNDON, VA

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Search this name across graphsid dfx:ria:9792db70-5715-72a2-8a98-1447bdd83cd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWEST FINANCIAL ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 4, 1998
First registration: Jul 31, 2007
Dual registered: yes, broker-dealer
Other names: TODD ALAN HOLDEN
IAPD individual key: 1653850

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWEST FINANCIAL ADVISORS LLC	Independent wealth	Sep 23, 2016	n/a	yes	HERNDON, VA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	May 2, 2016	Sep 23, 2016	no	Woodbridge, VA\|SAN DIEGO, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 12, 2009	May 2, 2016	no	ALEXANDRIA, VA	Previous registration
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Jul 31, 2007	Jan 5, 2009	no	BEAVERCREEK, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	NORTHWEST FINANCIAL ADVISORS LLC	Sep 23, 2016	Sep 23, 2016	0	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	CUSO FINANCIAL SERVICES, L.P.	May 2, 2016	May 2, 2016	0	Firm change	Other
WESTMINSTER FINANCIAL ADVISORY CORP	SECURITIES AMERICA ADVISORS, INC.	Jan 5, 2009	Jun 12, 2009	158	Firm change	Other

Relationships

Registered with (4)

→ NORTHWEST FINANCIAL ADVISORS LLCRegistered adviserregistration: current employment
Sep 23, 2016 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
May 2, 2016 to Sep 23, 2016factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 12, 2009 to May 2, 2016factForm ADV
→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: previous registration
Jul 31, 2007 to Jan 5, 2009factForm ADV

Dated events

No dated event names this entity yet.