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Advisor at RPS RETIREMENT PLAN ADVISORS
AUSTIN, TX | San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RPS RETIREMENT PLAN ADVISORS | Institutional manager | May 6, 2022 | n/a | yes | San Jose, CA|AUSTIN, TX | Current employment |
| RICHARD P. SLAUGHTER ASSOCIATES, INC. | Independent wealth | Jan 4, 2005 | Apr 13, 2022 | no | RICHARDSON, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 10, 1999 | Nov 10, 2004 | no | RICHFIELD, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RICHARD P. SLAUGHTER ASSOCIATES, INC. | RPS RETIREMENT PLAN ADVISORS | Apr 13, 2022 | May 6, 2022 | 23 | Channel change | Other |
| CHARLES SCHWAB & CO., INC. | RICHARD P. SLAUGHTER ASSOCIATES, INC. | Nov 10, 2004 | Jan 4, 2005 | 55 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109080:319220:TX:2022-04-13 | Apr 13, 2022 | May 6, 2022 | AUSTIN, TX | Firm change |