RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• M••••• P•••••
- R•• R••••••••• P••• A••••••• institutional currentsince May 6, 2022 · San Jose, Ca
- R•••••• P• S•••••••• A••••••••• I••• independent RIAJan 4, 2005 to Apr 13, 2022 · R••••••Son, Tx
- C•••••• S••••• • C••• I••• national BDJun 10, 1999 to Nov 10, 2004 · Richfield, Oh
- R•••••• P• S•••••••• A••••••••• I••• to R•• R••••••••• P••• A•••••••left Apr 13, 2022, registered May 6, 2022 (23 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••• S••••• • C••• I••• to R•••••• P• S•••••••• A••••••••• I•••left Nov 10, 2004, registered Jan 4, 2005 (55 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address