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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

RPS RETIREMENT PLAN ADVISORS

CRD 319220

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eac58d3f-c1f7-c4c1-90c6-ac8da1cdb5aa

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 1
Observed: Mar 7, 2022 to Apr 29, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

RPS Retirement Plan Advisors

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $336MItem 5.F on the latest filing (2026-04-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $336M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $84.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 31
SEC number: 801-123627
CRD: 319220
Filings on the tape: 11
First filed: Mar 7, 2022
Latest filed: Apr 29, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Mari Elizabeth Erb	Certified Financial Planner	AUSTIN, TX	4	11	1	no
VIRGINIA MALAVE PANEDA	Certified Financial Planner	AUSTIN, TX \| San Jose, CA	4	31	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RICHARD P. SLAUGHTER HOLDINGS	HOLDING COMPANY	E	yes	01/2022	Mar 7, 2022	Sep 13, 2024
SLAUGHTER, BROOKS, COLLIER	MANAGING PARTNER/CCO	C	yes	02/2022	Mar 7, 2022	Sep 13, 2024
SLAUGHTER, BROOKS, COLLIER	MANAGING PARTNER/CCO	Na	yes	01/2022	Mar 7, 2022	Sep 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RICHARD P. SLAUGHTER ASSOCIATES, INC.	n/a	Independent wealth	$905M	N	yes	n/a
SIM EMP	n/a	State registered	$40.8M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 29, 2026	$336M	$336M	3	3	n/a	n/a
2024	Mar 18, 2025	$272M	$272M	5	5	n/a	n/a
2023	Feb 13, 2024	$444M	$444M	4	4	n/a	n/a
2022	Mar 3, 2023	$347M	$347M	5	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$336M	$272M	23.7%	$347M	-1.0%	3	5	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RICHARD P. SLAUGHTER ASSOCIATES, INC.	2	Apr 13, 2022	May 6, 2022	AUSTIN, TX	Channel change	Other	15.4%

Relationships

Affiliated with (3)

← RICHARD P. SLAUGHTER ASSOCIATES, INC.Registered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ RICHARD P. SLAUGHTER ASSOCIATES, INC.Registered adviserother investment adviser, common control
factForm ADV
→ STRATEGIC INVESTMENT MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Registered with (5)

← VIRGINIA MALAVE PANEDAAdvisorregistration: current employment
May 6, 2022 to presentfactForm ADV
← BROOKS COLLIER SLAUGHTERAdvisorregistration: current employment
Apr 21, 2022 to presentfactForm ADV
← DARBY SUGGS ARMONTAdvisorregistration: current employment
Apr 21, 2022 to presentfactForm ADV
← Mari Elizabeth ErbAdvisorregistration: current employment
Apr 14, 2022 to presentfactForm ADV
← Trevor MartinAdvisorregistration: previous registration
Aug 21, 2024 to Jan 21, 2026factForm ADV

Controls (2)

← SLAUGHTER, BROOKS, COLLIEROwnerMANAGING PARTNER/CCO, ownership code C, individual
Mar 7, 2022 to Sep 13, 2024factForm ADV
← RICHARD P. SLAUGHTER HOLDINGSOwnerHOLDING COMPANY, ownership code E, domestic entity
Mar 7, 2022 to Sep 13, 2024factForm ADV

Moved with (1)

← RICHARD P. SLAUGHTER ASSOCIATES, INC.Registered adviser2 advisors, team lift out, same day
Apr 13, 2022 to May 6, 2022factForm ADV

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
Trevor Martin left Rps Retirement Plan Advisors for Richard P. Slaughter Associates, Inc. (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2025
Regulatory AUM changed
Rps Retirement Plan Advisors reported RAUM $271.8M, down 39% from $443.6M (2024-09-13 to 2025-03-18)
Form ADVobserved 4 days ago
$-172M
Occurred
Mar 3, 2023
Control person left
Suggs Darby Armont (Executive Vice President) no longer on Schedule A of Rps Retirement Plan Advisors (listed 2022-04-22, absent 2023-03-03)
Form ADVobserved 4 days ago
Occurred
Mar 7, 2022
First Form ADV filing
Rps Retirement Plan Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eac58d3f-c1f7-c4c1-90c6-ac8da1cdb5aa
First observed: Mar 7, 2022
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RPS RETIREMENT PLAN ADVISORS

CRD 319220

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eac58d3f-c1f7-c4c1-90c6-ac8da1cdb5aa

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Mari Elizabeth Erb

Certified Financial Planner

AUSTIN, TX

VIRGINIA MALAVE PANEDA

Certified Financial Planner

AUSTIN, TX | San Jose, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RICHARD P. SLAUGHTER HOLDINGS

HOLDING COMPANY

yes

01/2022

Mar 7, 2022

Sep 13, 2024

SLAUGHTER, BROOKS, COLLIER

MANAGING PARTNER/CCO

yes

02/2022

Mar 7, 2022

Sep 13, 2024

SLAUGHTER, BROOKS, COLLIER

MANAGING PARTNER/CCO

yes

01/2022

Mar 7, 2022

Sep 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RICHARD P. SLAUGHTER ASSOCIATES, INC.

n/a

Independent wealth

$905M

yes

n/a

SIM EMP

n/a

State registered

$40.8M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$336M

n/a

2024

Mar 18, 2025

$272M

n/a

2023

Feb 13, 2024

$444M

n/a

2022

Mar 3, 2023

$347M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$336M

$272M

23.7%

$347M

-1.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RICHARD P. SLAUGHTER ASSOCIATES, INC.

Apr 13, 2022

May 6, 2022

AUSTIN, TX

Channel change

Other

15.4%