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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

BUCKINGHAM FINANCIAL GROUP, INC.

CRD 117982

DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97f26995-59ea-de30-92e6-b430bf673564

Data as of Apr 11, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 17
On other graphs: 0
Observed: Mar 23, 2012 to Apr 11, 2024
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 13
Advisory employees: 10
Offices: 3Schedule D 1.F, beyond the principal office
SEC number: 801-61297
CRD: 117982
Filings on the tape: 16
First filed: Mar 23, 2012
Latest filed: Apr 11, 2024
Organised: Corporation, Ohio
Website: mybuckingham.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUCKINGHAM & COMPANY	Owner	E	yes	01/2017	Mar 30, 2017	Apr 11, 2024
BUCKINGHAM, JAY, ALLEN	CHIEF COMPLIANCE OFFICER, BUCKINGHAM & COMPANY SHAREHOLDER	D	yes	08/1987	Mar 23, 2012	Apr 11, 2024
GROEZINGER, JEFF, HAROLD	BUCKINGHAM & COMPANY SHAREHOLDER	A	yes	01/2017	Mar 30, 2017	Apr 11, 2024
PARENTI, LINDA, SUZANNE	BUCKINGHAM & COMPANY SHAREHOLDER	Na	yes	01/2017	Mar 30, 2017	Apr 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BUCKINGHAM CAPITAL MANAGEMENT, INC.	n/a	Former SEC adviser	$911M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wilmington	Oh	United States	2	no
Lebanon	Oh	United States	1	no
Westerville	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 26, 2024	n/a	n/a	13	10	3	n/a	n/a
2022	Mar 17, 2023	n/a	n/a	13	10	3	n/a	n/a
2021	Mar 31, 2022	n/a	n/a	16	9	3	n/a	n/a
2020	Mar 29, 2021	n/a	n/a	12	9	3	n/a	n/a
2019	Mar 23, 2020	n/a	n/a	12	9	3	n/a	n/a
2018	Mar 28, 2019	n/a	n/a	14	12	4	n/a	n/a
2017	Mar 29, 2018	n/a	n/a	13	13	4	n/a	n/a
2016	Mar 30, 2017	n/a	n/a	16	13	n/a	n/a	n/a
2015	Mar 28, 2016	n/a	n/a	13	10	n/a	n/a	n/a
2014	Mar 25, 2015	n/a	n/a	12	9	n/a	n/a	n/a
2013	Mar 26, 2014	n/a	n/a	15	10	n/a	n/a	n/a
2012	Mar 27, 2013	n/a	n/a	15	10	n/a	n/a	n/a
2011	Mar 23, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	n/a	n/a	n/a	n/a	13	13	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAVERLY ADVISORS, LLC	5	Mar 6, 2025	Jul 23, 2025	DAYTON, OH	Team lift out	Other	38.5%
BUCKINGHAM CAPITAL MANAGEMENT, INC.	8	Mar 6, 2025	Sep 1, 2022	DAYTON, OH	Firm absorbed	Other	61.5%
BUCKINGHAM CAPITAL MANAGEMENT, INC.	2	Dec 2, 2021	Mar 29, 2018	DAYTON, OH	Team lift out	Other	20.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUCKINGHAM CAPITAL MANAGEMENT, INC.	2	Mar 17, 2025	Apr 23, 2022	DAYTON, OH	Team lift out	Other	13.3%
BUCKINGHAM CAPITAL MANAGEMENT, INC.	2	Jan 2, 2020	Jun 12, 2017	DAYTON, OH	Team lift out	Other	11.8%

Relationships

Affiliated with (2)

→ BUCKINGHAM CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
← BUCKINGHAM CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (4)

← BUCKINGHAM, JAY, ALLENOwnerCHIEF COMPLIANCE OFFICER, BUCKINGHAM & COMPANY SHAREHOLDER, ownership code D, individual
Mar 23, 2012 to presentfactForm ADV
← PARENTI, LINDA, SUZANNEOwnerBUCKINGHAM & COMPANY SHAREHOLDER, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV
← GROEZINGER, JEFF, HAROLDOwnerBUCKINGHAM & COMPANY SHAREHOLDER, ownership code A, individual
Mar 30, 2017 to presentfactForm ADV
← BUCKINGHAM & COMPANYOwnerOWNER, ownership code E, domestic entity
Mar 30, 2017 to presentfactForm ADV

Moved with (3)

→ WAVERLY ADVISORS, LLCRegistered adviser5 advisors, team lift out, same day
Mar 6, 2025 to Jul 23, 2025factForm ADV
→ BUCKINGHAM CAPITAL MANAGEMENT, INC.Registered adviser8 advisors, firm absorbed, same day
Mar 6, 2025 to Sep 1, 2022factForm ADV
← BUCKINGHAM CAPITAL MANAGEMENT, INC.Registered adviser2 advisors, team lift out, same day
Mar 17, 2025 to Apr 23, 2022factForm ADV

Registered with (19)

← JAY ALLEN BUCKINGHAMAdvisorregistration: previous registration
Oct 18, 1999 to Mar 6, 2025factForm ADV
← JANET CAROL STEINKEAdvisorregistration: previous registration
Mar 23, 2016 to Mar 6, 2025factForm ADV
← MELISSA LYNN MUELLERAdvisorregistration: previous registration
Sep 1, 2022 to Mar 6, 2025factForm ADV
← NICOLE THEISEN STRBICHAdvisorregistration: previous registration
May 22, 2014 to Mar 6, 2025factForm ADV
← TRACY E TRAVISAdvisorregistration: previous registration
Mar 8, 2022 to Mar 6, 2025factForm ADV
← BRADLEY PAUL GRIFFITHAdvisorregistration: previous registration
Sep 14, 2018 to Mar 6, 2025factForm ADV
← Marla Rae ChambersAdvisorregistration: previous registration
Oct 19, 2015 to Mar 6, 2025factForm ADV
← Christina Lynn DerhamAdvisorregistration: previous registration
Aug 15, 2022 to Mar 6, 2025factForm ADV
← CHRISTINA N ISRAELAdvisorregistration: previous registration
Apr 23, 2022 to Mar 6, 2025factForm ADV
← Lance C SteinerAdvisorregistration: previous registration
Aug 15, 2018 to Mar 6, 2025factForm ADV
← Emily M CozadAdvisorregistration: previous registration
May 6, 2021 to Mar 6, 2025factForm ADV
← Michael O HaysAdvisorregistration: previous registration
Jun 21, 2021 to Mar 6, 2025factForm ADV
← Sydney B BurchettAdvisorregistration: previous registration
Aug 14, 2023 to Mar 6, 2025factForm ADV
← JESSICA B DEBOLDAdvisorregistration: previous registration
May 22, 2014 to Dec 2, 2021factForm ADV
← Ashlee Danette WaltonAdvisorregistration: previous registration
Jun 12, 2017 to Dec 2, 2021factForm ADV
← CAROLYN JEAN COOKAdvisorregistration: previous registration
Mar 27, 2015 to Jan 6, 2020factForm ADV
← TIMOTHY LAVERNE WHETROAdvisorregistration: previous registration
Jun 12, 2017 to Jan 2, 2020factForm ADV
← MATTHEW JAMES MCDONOUGHAdvisorregistration: previous registration
Oct 31, 2016 to Aug 14, 2018factForm ADV
← TRAVIS DENKENBERGERAdvisorregistration: previous registration
Feb 10, 2017 to May 4, 2017factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Buckingham Financial Group, Inc. no longer on the SEC adviser roster (last listed 2025-03-06)
Form ADVobserved 4 days ago
0 USD_RAUM
Occurred
Mar 17, 2025
Team lift-out
2 advisors left Buckingham Capital Management, Inc. (Dayton, OH) for Buckingham Financial Group, Inc. on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Mar 6, 2025
Firm absorbed
Buckingham Financial Group, Inc.'s advisors moved to Buckingham Capital Management, Inc. (Dayton, OH): 8 of 13 registered, on the same day
Form ADVobserved 3 days ago
8 advisors
Occurred
Mar 6, 2025
Team lift-out
5 advisors left Buckingham Financial Group, Inc. (Dayton, OH) for Waverly Advisors, LLC on the same day
Form ADVobserved 3 days ago
5 advisors
Occurred
Mar 6, 2025
Advisor changed firm
Janet Carol Steinke left Buckingham Financial Group, Inc. for Waverly Advisors, Llc (registered 2024-11-08)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Jay Allen Buckingham left Buckingham Financial Group, Inc. for Buckingham Capital Management, Inc. (registered 1999-10-18)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Lance C Steiner left Buckingham Financial Group, Inc. for Buckingham Capital Management, Inc. (registered 2018-08-15)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Sydney B Burchett left Buckingham Financial Group, Inc. for Waverly Advisors, Llc (registered 2024-11-13)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Christina N Israel left Buckingham Financial Group, Inc. for Waverly Advisors, Llc (registered 2024-11-12)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Melissa Lynn Mueller left Buckingham Financial Group, Inc. for Buckingham Capital Management, Inc. (registered 2022-09-01)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Nicole Theisen Strbich left Buckingham Financial Group, Inc. for Buckingham Capital Management, Inc. (registered 2018-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Bradley Paul Griffith left Buckingham Financial Group, Inc. for Buckingham Capital Management, Inc. (registered 2018-09-14)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Christina Lynn Derham left Buckingham Financial Group, Inc. for Waverly Advisors, Llc (registered 2025-01-14)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Marla Rae Chambers left Buckingham Financial Group, Inc. for Buckingham Capital Management, Inc. (registered 2015-10-19)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Emily M Cozad left Buckingham Financial Group, Inc. for Buckingham Capital Management, Inc. (registered 2021-05-06)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Michael O Hays left Buckingham Financial Group, Inc. for Waverly Advisors, Llc (registered 2025-07-23)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Tracy E Travis left Buckingham Financial Group, Inc. for Buckingham Capital Management, Inc. (registered 2022-03-08)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97f26995-59ea-de30-92e6-b430bf673564
First observed: Mar 23, 2012
Last observed: Apr 11, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BUCKINGHAM FINANCIAL GROUP, INC.

CRD 117982

DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97f26995-59ea-de30-92e6-b430bf673564

Data as of Apr 11, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUCKINGHAM & COMPANY

Owner

yes

01/2017

Mar 30, 2017

Apr 11, 2024

BUCKINGHAM, JAY, ALLEN

CHIEF COMPLIANCE OFFICER, BUCKINGHAM & COMPANY SHAREHOLDER

yes

08/1987

Mar 23, 2012

Apr 11, 2024

GROEZINGER, JEFF, HAROLD

BUCKINGHAM & COMPANY SHAREHOLDER

yes

01/2017

Mar 30, 2017

Apr 11, 2024

PARENTI, LINDA, SUZANNE

BUCKINGHAM & COMPANY SHAREHOLDER

yes

01/2017

Mar 30, 2017

Apr 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BUCKINGHAM CAPITAL MANAGEMENT, INC.

n/a

Former SEC adviser

$911M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wilmington

United States

Lebanon

United States

Westerville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 26, 2024

n/a

2022

Mar 17, 2023

n/a

2021

Mar 31, 2022

n/a

2020

Mar 29, 2021

n/a

2019

Mar 23, 2020

n/a

2018

Mar 28, 2019

n/a

2017

Mar 29, 2018

n/a

2016

Mar 30, 2017

n/a

2015

Mar 28, 2016

n/a

2014

Mar 25, 2015

n/a

2013

Mar 26, 2014

n/a

2012

Mar 27, 2013

n/a

2011

Mar 23, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAVERLY ADVISORS, LLC

Mar 6, 2025

Jul 23, 2025

DAYTON, OH

Team lift out

Other

38.5%

BUCKINGHAM CAPITAL MANAGEMENT, INC.

Mar 6, 2025

Sep 1, 2022

DAYTON, OH

Firm absorbed

Other

61.5%

BUCKINGHAM CAPITAL MANAGEMENT, INC.

Dec 2, 2021

Mar 29, 2018

DAYTON, OH

Team lift out

Other

20.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUCKINGHAM CAPITAL MANAGEMENT, INC.

Mar 17, 2025

Apr 23, 2022

DAYTON, OH

Team lift out

Other

13.3%

BUCKINGHAM CAPITAL MANAGEMENT, INC.

Jan 2, 2020

Jun 12, 2017

DAYTON, OH

Team lift out

Other

11.8%